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form-iaib5.pdf
... become and remain registered with the IA, I cannot transact insurance broking business on behalf of my appointing insurance broker. 15. I understand that I have to comply with the requirements stipulated in the Minimum Requirements specified under Section 69(2) and Section 70(2) of the Insurance...
https://www.ia.org.hk/english/infocenter/forms/files/form-iaib5.pdf -
Date: 2020-06-24
...) of the Code of Conduct for Licensed Insurance Brokers (“Code of Conduct”) provides that a licensed insurance broker company should enter into an agreement with a client, setting out in writing the terms and conditions of business on which the licensed insurance broker will carry on regulated...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Practice_note_on_Client_Agreement_ILAS.pdf -
Date: 2020-06-15
...) of the Code of Conduct for Licensed Insurance Brokers (“Code of Conduct”) provides that a licensed insurance broker company should enter into an agreement with a client, setting out in writing the terms and conditions of business on which the licensed insurance broker will carry on regulated...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Practice_note_on_Client_Agreement_ILAS.pdf -
Date: 2020-12-21
[PDF]
Form_N1.pdf
... Responsible Officer (“RO”)/Licensed Insurance Agency/Licensed Individual Insurance Agent/Licensed Technical Representative (Broker) listed in Section III and/or Section IV with the same effective date of termination (and other details for ROs) as stated in this Notification Form, please provide the...
https://www.ia.org.hk/english/infocenter/forms/files/Form_N1.pdf -
Date: 2022-01-06
[PDF]
Form_N1.pdf
... Responsible Officer (“RO”)/Licensed Insurance Agency/Licensed Individual Insurance Agent/Licensed Technical Representative (Broker) listed in Section III and/or Section IV with the same effective date of termination (and other details for ROs) as stated in this Notification Form, please provide the...
https://www.ia.org.hk/english/infocenter/forms/files/Form_N1.pdf -
Date: 2022-05-31
[PDF]
Form_N1.pdf
... Responsible Officer (“RO”)/Licensed Insurance Agency/Licensed Individual Insurance Agent/Licensed Technical Representative (Broker) listed in Section III and/or Section IV with the same effective date of termination (and other details for ROs) as stated in this Notification Form, please provide the...
https://www.ia.org.hk/english/infocenter/forms/files/Form_N1.pdf -
Date: 2020-06-24
... valuation model/database, administration system to meet the requirements of HKFRS 17? Board of directors Senior management from head office or parent company (applicable to insurer being part of an international insurer) 7a) Have you started to engage with your company’s management on HKFRS 17? (e.g. senior...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/2019_HKFRS_17_Readiness_Assessment_Survey.pdf -
Date: 2019-11-29
... customers or those who may not be able to make independent investment decisions on complex investment products; particularly ILAS products with long maturity periods or which attract heavy penalties on early redemption or withdrawal. The treatment of customers choosing to deviate in any respect from the RPQ...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/3_HKFI_ILAS_Requirements_v3_22_4_2013_20190823.pdf -
Date: 2019-12-20
[PDF]
AFIR_speech_Jun_2018.pdf
... honoured to welcome all of you to Hong Kong for the AFIR Annual Meeting and Conference. This meeting, together with the Asia-Pacific High-level Meeting on Insurance Supervision held yesterday, is the first major international event hosted by the IA since we took over in June last year the insurance...
https://www.ia.org.hk/english/infocenter/files/AFIR_speech_Jun_2018.pdf -
Date: 2021-12-09