... Mutual Evaluation Report of Hong Kong Dickson Chui – Senior Manager Steven Ho – Manager Market Conduct Division 21 October 2019 Mutual Evaluation Report of Hong Kong Agenda FATF/APG1 Mutual Evaluation2 Insurance Authority 3 Private Sector4 Recommended Action5 What is FATF? • Financial Action Task...

... Appendix B 指 引 3 打擊洗錢 及 恐怖分子資金籌集指引 (適用於經營長期業務或就長期業務提供 意見的獲授權保險人、再保險人、獲委 任保險代理人及獲授權保險經紀) 保險業監管局 20187 年 36 月 目錄 頁數 第1章 概覽 1 第2章 打擊洗錢/恐怖分子資金籌集制度及在香港以外 進行的業務 13 第3章 風險為本的方法 23 第4章 客戶盡職審查 29 第5章 持續監察 107116 第6章 金融制裁及恐怖分子資金籌集 113122 第7章 可疑交易報告 120128 第8章 備存紀錄 156164 第9章 職員培訓 163171 第10章 電傳轉帳 168176 附錄...

... Microsoft PowerPoint - 20190529 AAISC luncheon (Final2).pptx Impact of Evolving Regulatory Developments and Market Landscape on Traditional Distribution Models Mr. Clement Cheung Chief Executive Officer Insurance Authority of Hong Kong (IA) 30th May 2019 1 2 Regulation of Intermediaries 1...

... Microsoft PowerPoint - 20190529 AAISC luncheon (Final2).pptx Impact of Evolving Regulatory Developments and Market Landscape on Traditional Distribution Models Mr. Clement Cheung Chief Executive Officer Insurance Authority of Hong Kong (IA) 30th May 2019 1 2 Regulation of Intermediaries 1...

... Microsoft PowerPoint - 20190529 AAISC luncheon (Final2).pptx Impact of Evolving Regulatory Developments and Market Landscape on Traditional Distribution Models Mr. Clement Cheung Chief Executive Officer Insurance Authority of Hong Kong (IA) 30th May 2019 1 2 Regulation of Intermediaries 1...

... - 1 - CIB-GN(4) (issued on 22 June 2007) (revised on 8 April 2014, effective from 1 June 2014) Guidance Note on Conducting “Know Your Client” Procedures for Long Term Insurance Business (Including Linked Long Term Insurance) According to Membership Regulation 3.5, the General Committee is issuing...

... relevant United Nations Security Council Committee was published in the Gazette (G.N. 6918 and G.N. 6919) on 1 November 2002 in accordance with the Ordinance and the Regulation respectively. The gazetted lists are available on the Government website (www.info.gov.hk/pd/content/index.htm) under Gazette...

... processing the application. 1. Application for Insurance Agency Licence (Form A5); 2. Application for Proposed Appointment of a Responsible Officer (Form A3); 3. Individual Licence Application by the proposed Responsible Officer (Form A1) together with the supporting documents as stated in the Notes on...

... processing the application. 1. Application for Insurance Agency Licence (Form A5); 2. Application for Proposed Appointment of a Responsible Officer (Form A3); 3. Individual Licence Application by the proposed Responsible Officer (Form A1) together with the supporting documents as stated in the Notes on...

... department, to regulate insurance companies. The IA will take over from the three Self-Regulatory Organisations1 to directly regulate insurance intermediaries and implement a statutory licensing regime in mid-2019.” Dr Cheng said, “It is vital that we share common regulatory objectives...