...監管要求 HKCAAVQ Ref. Code: 80/07/167 Module 1: AML/CFT Regulatory Requirements 單元一：打擊洗錢/恐怖分子資金籌集-監管要求 Programme Code 課程編號: 761F2 Duration時數：2 hours小時 Programme Contents 課程內容 ● What is Money Laundering and Terrorist Financing? 打擊清洗黑錢及恐怖分子籌資活動定義重温 ●● Legislation on Money Laundering & Terrorist Financing...

... the Insurance Authority’s circular issued on 2 February 2018 which mentions, among other things, the issuance of early alerts on United Nations Security Council (“UNSC”) sanctions resolutions and sanctions lists, we are writing to draw your attention to another new arrangement by the Hong Kong...

... stakeholders. The Hong Kong Institute of Certified Public Accountants (“HKICPA”) also conducts public consultation on those IASB proposals for comments by 19 August 2019.2 To facilitate us to understand the implementation activities of authorized insurers, we would like to enlist your support for the Second...

...考試。遙距考試將可使職訓局於 現時的嚴峻情況下，仍能繼續為資格考試提供某程度的座位供應。 遙距考試容許考生使用自己的電腦遙距完成資格考試的若干試卷，前提為考生有穩定 的網絡連接、網絡攝影機、麥克風及揚聲器，以確保遙距監考得以進行。遙距考試只 適用於資格考試的三份基本試卷，即：(1) 保險原理及實務考試試卷 ，(2) 一般保險考 試試卷，及 (3) 長期保險考試試卷。遙距考試的考試時間及問題數目與原本的資格考試 相同。 條件及限制 請注意，選擇以遙距考試模式應考的人士將會受以下條件及限制所約束: (1) 通過遙距考試的相關試卷的人士，於申請其中介人牌照時，會被視為已通過對應的 資格考試試卷，因此有...

... whereby you, as the proposed policy holder, borrow funds from the lender to pay for the premium of the proposed life insurance policy (the “Policy”) and in doing so, you would assign all or part of your rights under the Policy to the lender as collateral. 2. Stand-alone arrangement/contract: Premium...

... entities. If such review reveals any suspicious accounts, transactions or dealings, you should promptly notify the Joint Financial Intelligence Unit. /… http://www.gld.gov.hk/egazette/ - 2 - Should you have any enquiries on the above, please contact Ms Cindy Leung at 2153 2756 or Miss Jasmine Lee at 2153...

...): Contact Details: Question 1 Do you agree with the proposed scope of eligible investors for ILS? Are there any types of investors which may be added or excluded? Question 2 Do you agree with the proposed minimum investment size for ILS? If not, what are the reasons? Question 3 Do you agree with the...

... and supervision of a designed individual who is a chief executive as defined hereunder and who is a full time director or full-time employee of the company and that the company is controlled by fit and proper person at all times; 2 (c) that the company is a registered business situate in HKSAR; (d...

... Licensed Insurance Intermediaries Licensed Insurance Agents Types of Licensed Insurance Agents Under section 2 of the Insurance Ordinance (Cap.41) (“IO”), licensed insurance agent means a licensed insurance agency, a licensed...