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https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/10a_CIB_Membership_Regulations_v10_8_4_2014_eg19.pdf -
Date: 2019-12-20
... ...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_IARB_GN4_GL_on_Misconduct_v1_8_1998_20190823.pdf -
Date: 2019-12-20
... ...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/6a_CIB_Membership_Regulations_v6_10_8_2010_eg19.pdf -
Date: 2019-12-20
[PDF]
Circular_of_GL22.pdf
... 12 July 2019 Our Ref: ENF/GPP/19/002 By Email only To: Chief Executives of all authorized insurers Dear Sirs, GL22: Guideline on Exercising Power to Impose Pecuniary Penalty in Respect of Regulated Persons under the Insurance Ordinance (Cap. 41) I enclose a copy of GL22 - Guideline on Exercising...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_of_GL22.pdf -
Date: 2019-11-29
[PDF]
QAs_GL14_2020623.pdf
... not regarded as outsourcing in Annex 1 to GL14. Q8 If a debt collection agency collects the outstanding debts from insurance agents on behalf of their authorized insurer principal, is this regarded as outsourcing? A8 Debt collection from insurance agents is part of an authorized insurer’s routine...
https://www.ia.org.hk/english/legislative_framework/files/QAs_GL14_2020623.pdf -
Date: 2020-09-24
... 檔號: MC/CPD/CIR 僅經電郵發送 致： 所有獲授權保險人的行政總裁、持牌保險代理機構及持牌保險經紀公司的負責人 敬啟者： 持續專業培訓規定 2018-2019年度培訓評核期的紀律行動 現謹致函通知，保險業監管局(“保監局”)已於2022年1月8日，對91位持牌個人保險代理就未遵 守由2018年8月1日至2019年7月31日培訓評核期的持續專業培訓規定，採取紀律行動。該評核期 為保監局接手規管持牌保險中介人之前的最後一個培訓評核期，保監局沿用了過往自律規管制 度下適用的準則施加是次紀律處分1。 有關的持牌個人保險代理已被撤銷牌照及禁止在3個月內申請成為持牌保險中介人，直至他們完 成...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/20220110CircularChineseUpload.pdf -
Date: 2022-05-31
... Insurance Authority hosts housewarming reception in its new office 8 February 2018 The Insurance Authority (IA) today (8 February 2018) celebrated its new office in Wong Chuk Hang with a housewarming reception attended by over 130 guests from the...
https://www.ia.org.hk/english/infocenter/press_releases/Insurance_Authority_hosts_housewarming_reception_in_its_new_office.html -
Date: 2018-07-10
... insured property. The sum insured for life insurance should be su�cient to maintain your living standard or cover your financial burdens such as support those of your loved ones for a certain period of time. 5 6 8 7 Tips on buying insurance Replace a policy Policy values Read details Decide on the amount...
https://www.ia.org.hk/english/infocenter/files/Tips_on_buying_insurance_Eng_2019.pdf -
Date: 2021-12-14
[PDF]
e-ppt20141013-01.pdf
... AML/CFT policies and controls relative to their size, complexity, business and risk profile? 7 AML/CFT Systems and Senior Management Oversight 8 DOs • Senior management commitment on AML/CFT compliance • Dedicated manpower and resources to focus on AML/CFT compliance • Regular review of AML/CFT...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20141013-01.pdf -
Date: 2021-11-12
[PDF]
ppt20151109-02.pdf
... • Products • Customer base • Volume/nature of transactions • AML compliance employee turnover • Expected client/revenue growth 8 Process of ML/TF Risk Assessment Identify Assess Understand Risk Profile reflecting risk appetite 9 9 How to make use of outcome of ML/TF Risk Assessment? AML/CFT system • Design...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/ppt20151109-02.pdf -
Date: 2021-11-12