... CODE APPLIES 4 3. REGISTRATION REQUIREMENT 4 4. MANAGEMENT AND INTERNAL CONTROLS 4 5. TREAT YOUR CLIENT FAIRLY 6 6. KNOW YOUR CLIENT 9 7. INFORMATION FOR CLIENT 10 8. APPROPRIATENESS OF ADVICE 11 9. ILAS PRODUCT REPLACEMENT 13 10. INVESTMENT WITHIN ILAS PORTFOLO BOND PRODUCTS 13 11. KEEPING OF RECORDS...

... made up about 40% of the total regional premium pool, the growth in insurance premiums of Asia (excluding Japan) was 2.3% in 2018, compared with 10% in 2017, according to the statistics from Allianz Research. Also, quoting from a report by Capgemini, wealth of high net worth individuals in the...

... Mandatory Provident Fund Schemes Authority (“MPFA”)? ☐ Yes (If Yes, please provide your MPF registration no.: _______________) ☐ No 2. † Have you ever been licensed by the Securities and Futures Commission (“SFC”)? ☐ Yes (If Yes, please provide your SFC licence no.: ___________________) ☐ No 3. † Have you...

... there is insufficient space to complete the answer to any question, please continue on a separate sheet, specify the question to which the sheet relates and add signature of the applicant. 3. The applicant and the authorized insurance broker concerned should notify the Insurance Authority (“IA”) in...

... made up about 40% of the total regional premium pool, the growth in insurance premiums of Asia (excluding Japan) was 2.3% in 2018, compared with 10% in 2017, according to the statistics from Allianz Research. Also, quoting from a report by Capgemini, wealth of high net worth individuals in the...

... Mandatory Provident Fund Schemes Authority (“MPFA”)? ☐ Yes (If Yes, please provide your MPF registration no.: _______________) ☐ No 2. † Have you ever been licensed by the Securities and Futures Commission (“SFC”)? ☐ Yes (If Yes, please provide your SFC licence no.: ___________________) ☐ No 3. † Have you...

... there is insufficient space to complete the answer to any question, please continue on a separate sheet, specify the question to which the sheet relates and add signature of the applicant. 3. The applicant and the authorized insurance broker concerned should notify the Insurance Authority (“IA”) in...

... made up about 40% of the total regional premium pool, the growth in insurance premiums of Asia (excluding Japan) was 2.3% in 2018, compared with 10% in 2017, according to the statistics from Allianz Research. Also, quoting from a report by Capgemini, wealth of high net worth individuals in the...

... Mandatory Provident Fund Schemes Authority (“MPFA”)? ☐ Yes (If Yes, please provide your MPF registration no.: _______________) ☐ No 2. † Have you ever been licensed by the Securities and Futures Commission (“SFC”)? ☐ Yes (If Yes, please provide your SFC licence no.: ___________________) ☐ No 3. † Have you...

... there is insufficient space to complete the answer to any question, please continue on a separate sheet, specify the question to which the sheet relates and add signature of the applicant. 3. The applicant and the authorized insurance broker concerned should notify the Insurance Authority (“IA”) in...