Filter
Year
Content Type
File Type
Search Results
⏮
⏴
⏵
⏭[PDF]
GL3A_Appendix_B.pdf
... GL3A 指引 3A 有關打擊洗錢及恐怖分子資金籌集 行使施加罰款權力指引 (適用於經營長期業務或就長期業務提供 意見的獲授權保險人、再保險人、獲委 任保險代理人及獲授權保險經紀) 保險業監管局 目錄 頁數 1. 引言 1 2. 保險業監管局行使施加罰款權力時的考慮因素 1 3. 生效日期 4 1 1. 引言 1.1. 保險業監管局 (“保監局”)根據《打擊洗錢及恐怖分子資金 籌集(金融機構)條例》 (第 615 章 )(“條例” )第 23(1)條發出 本指引。根據條例第 21 條，如果經營長期業務或就長期業 務提供意見的獲授權保險人、獲委任保險代理人及獲授權保 險經紀 (“保險機構...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/GL3A_Appendix_B.pdf -
Date: 2019-02-01
... strengthened and improved (which it has been). Following consideration of all the feedback received, the IA hereby releases a final version of the Agents’ Code, which is intended to be issued under section 95 of the Insurance Ordinance (Cap. 41) (“the Ordinance”). 4. A review of the Consultation Conclusions...
https://www.ia.org.hk/english/infocenter/files/Consultation_Conclusions_Agents_Code_Eng.pdf -
Date: 2019-09-03
...’ Code could be strengthened and improved (which it has been). Following consideration of all the feedback received, the IA hereby releases a final version of the Brokers’ Code, which is intended to be issued under section 95 of the Insurance Ordinance (Cap. 41) (“the Ordinance”). 4. A review of the...
https://www.ia.org.hk/english/infocenter/files/Consultation_Conclusions_Brokers_Code_Eng.pdf -
Date: 2019-09-03
... strengthened and improved (which it has been). Following consideration of all the feedback received, the IA hereby releases a final version of the Agents’ Code, which is intended to be issued under section 95 of the Insurance Ordinance (Cap. 41) (“the Ordinance”). 4. A review of the Consultation Conclusions...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Consultation_Conclusions_Agents_Code_Eng.pdf -
Date: 2019-09-10
...’ Code could be strengthened and improved (which it has been). Following consideration of all the feedback received, the IA hereby releases a final version of the Brokers’ Code, which is intended to be issued under section 95 of the Insurance Ordinance (Cap. 41) (“the Ordinance”). 4. A review of the...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Consultation_Conclusions_Brokers_Code_Eng.pdf -
Date: 2019-09-10
[PDF]
hk-fsa_mou_rev.pdf
... HKIA MoU 9 OCTOBER 2003 MEMORANDUM OF UNDERSTANDING The Insurance Authority of The Hong Kong Special Administrative Region of the People’s Republic of China Financial Services Authority United Kingdom Contents RECITALS 2 OPERATIVE PART 3 Interpretation 3 Purpose 3 Principles 4 Provision of...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/hk-fsa_mou_rev.pdf -
Date: 2020-09-28
[PDF]
Form_N1.pdf
.../resources_centre/publications/forms/files/Dforme.pdf Name of Principal: Position and Department: Telephone No: Email Address: Authorized Insurer: Off Licensed Insurance Agency: Off Licensed Insurance Broker Company: Off Reference No 1: Reference No 2: Reference No 3: Reference No 4: Name 2: Name 3: Name 4: 1: Off...
https://www.ia.org.hk/english/infocenter/forms/files/Form_N1.pdf -
Date: 2022-01-06
[PDF]
Form_N1_Oct19.pdf
... Principal: Position and Department: Telephone No: Email Address: Authorized Insurer: Off Licensed Insurance Agency: Off Licensed Insurance Broker Company: Off Reference No 1: Reference No 2: Reference No 3: Reference No 4: Name 2: Name 3: Name 4: 1: Off 2: Off 3: Off 4: Off 5: Off No 1: Off Yes 1: Off Yes 2...
https://www.ia.org.hk/english/infocenter/forms/files/Form_N1_Oct19.pdf -
Date: 2022-01-06
[PDF]
hk-fsa_mou_rev.pdf
... HKIA MoU 9 OCTOBER 2003 MEMORANDUM OF UNDERSTANDING The Insurance Authority of The Hong Kong Special Administrative Region of the People’s Republic of China Financial Services Authority United Kingdom Contents RECITALS 2 OPERATIVE PART 3 Interpretation 3 Purpose 3 Principles 4 Provision of...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/hk-fsa_mou_rev.pdf -
Date: 2021-11-01
[PDF]
hk-fsa_mou_rev.pdf
... HKIA MoU 9 OCTOBER 2003 MEMORANDUM OF UNDERSTANDING The Insurance Authority of The Hong Kong Special Administrative Region of the People’s Republic of China Financial Services Authority United Kingdom Contents RECITALS 2 OPERATIVE PART 3 Interpretation 3 Purpose 3 Principles 4 Provision of...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/hk-fsa_mou_rev.pdf -
Date: 2021-09-01