... and Proper” Persons.…..….. 5 4. Criteria for Individual Person ………………………..….. 6 5. Criteria for Body Corporate ……..…………………..…… 11 6. Commencement…………………………………………... 13 Summary of Prior Approval Requirements for Appointments of Certain Positions under the Insurance Ordinance (Cap. 41) Annex 1 1...

... the Membership Regulations shall apply except the following clause of Membership Regulation 9.1.5.: “(he) … is responsible for the conduct of the whole of the insurance broking business of the Member in Hong Kong, and under whom the direction and overall day to day supervision and control of the...

... 2836 1863 5 (Long Version) 3 (Shorter Version 1) 80/07/13 Institute of Professional Education and Knowledge, VTC “Certificate Course in Insurance of Financial Risks Part I – Directors & Officers” with Optional modules of “Part II – Professional Indemnity” with Optional modules of “Part III...

... Insurance experts discuss how Hong Kong can sustain its role of a risk management centre for the Belt and Road Initiative under evolving macro environment 1 December 2020 The COVID-19 pandemic, global economic downturn and heightened geopolitical...

... Insurance experts discuss how Hong Kong can sustain its role of a risk management centre for the Belt and Road Initiative under evolving macro environment 1 December 2020 The COVID-19 pandemic, global economic downturn and heightened geopolitical...

... Guideline has been revised to focus, in relation to group risk, on requirements at the solo level. (See paragraphs 2.3, 6.5.1 to 6.5.5, Annex A and Annex B) 3. Introduction of “Pillar 2 Capital amount” The industry would like to seek further guidance and expectation on “internal economic capital” and...

... Form IA-IB5 Application for Registration of Chief Executives of Insurance Brokers authorized/to be authorized under Section 69 of the Insurance Ordinance (Cap. 41) Notes on Completion of this Form 1. This application form is to be completed by the chief executive of the insurance broker. 2. If...

... Form IA-IB5 Application for Registration of Chief Executives of Insurance Brokers authorized/to be authorized under Section 69 of the Insurance Ordinance (Cap. 41) Notes on Completion of this Form 1. This application form is to be completed by the chief executive of the insurance broker. 2. If...

... Form IA-IB5 Application for Registration of Chief Executives of Insurance Brokers authorized/to be authorized under Section 69 of the Insurance Ordinance (Cap. 41) Notes on Completion of this Form 1. This application form is to be completed by the chief executive of the insurance broker. 2. If...

... 投影片 1 Dickson Chui – Senior Manager Steven Ho – Manager Market Conduct Division 5 June 2018 Hong Kong’s Money Laundering and Terrorist Financing Risk Assessment Report  Sectoral Risk Assessment – Insurance ML Risk Level of Insurance Sector 2 Medium LowML Threat Level Medium Low ML Vulnerability...