... notify the IA forthwith of any matter which affects the validity of any information given in support of this application. Signature and Date: Company Chop: Name of Signatory: (in block letters) Position: (Note: This section must be signed by the sole proprietor or a partner/director/chief executive...

... facts which have been carefully considered and assessed. 3. I undertake to notify the IA forthwith of any matter which affects the validity of any information given in support of this application. Signature and Date: Company Chop: Name of Signatory: (in block letters) Position: (Note: This section must...

... notify the IA forthwith of any matter which affects the validity of any information given in support of this application. Signature and Date: Company Chop: Name of Signatory: (in block letters) Position: (Note: This section must be signed by the sole proprietor or a partner/director/chief executive...

... facts which have been carefully considered and assessed. 3. I undertake to notify the IA forthwith of any matter which affects the validity of any information given in support of this application. Signature and Date: Company Chop: Name of Signatory: (in block letters) Position: (Note: This section must...

... facts which have been carefully considered and assessed. 3. I undertake to notify the IA forthwith of any matter which affects the validity of any information given in support of this application. Signature and Date: Company Chop: Name of Signatory: (in block letters) Position: (Note: This section must...

... the decision to / not to file an STR with JFIU (7.30) • Respective departments keep their own logs of internal disclosure for proper audit trail (7.31) 22 DONDON’’TsTs • Unnecessary delay in reporting suspicious transactions (7.16) • MLRO’s duty of review of exception reports delegated to operations...

... conduct is potentially damaging or detrimental to the integrity and stability of the industry and/or the reputation of Hong Kong as an international financial centre; (viii) whether the conduct involves a breach of fiduciary duty or trust placed in the regulated person; (ix) whether there are a number of...

... the decision to / not to file an STR with JFIU (7.30) • Respective departments keep their own logs of internal disclosure for proper audit trail (7.31) 22 DONDON’’TsTs • Unnecessary delay in reporting suspicious transactions (7.16) • MLRO’s duty of review of exception reports delegated to operations...

... conduct is potentially damaging or detrimental to the integrity and stability of the industry and/or the reputation of Hong Kong as an international financial centre; (viii) whether the conduct involves a breach of fiduciary duty or trust placed in the regulated person; (ix) whether there are a number of...