...!  Indeed it was particularly reassuring to see several insurers exceeding the practices we had articulated (with one insurer, for example, setting a 3- month advance date for targeted completion), in order to yield their 100% compliance. To continue to reinforce this direction of improvement for...

... fit and proper in order to be licensed, and this requirement is ongoing. In addition, the IA has, based on the existing codes of conduct from the SROs, formulated new codes of conduct which set out the professional standards expected from insurance intermediaries. These include the requirements on...

.../guidance-counter-proliferation-financing.html - 2 - • Undertaking reasonable efforts to collect additional information (e.g. available typologies of proliferation finance) related to identified high-risk customers and transactions in order to identify, and avoid engaging in, prohibited activities, and to enable follow-up actions. You are...

... Performance requirements for regulated persons and former regulated persons 10.1 Where the MPFA is satisfied that a regulated person (or, if applicable, a former regulated person) has failed to comply with a performance requirement, it has the power to make a disciplinary order under section 34ZW of the...

... Performance requirements for regulated persons and former regulated persons 10.1 Where the MPFA is satisfied that a regulated person (or, if applicable, a former regulated person) has failed to comply with a performance requirement, it has the power to make a disciplinary order under section 34ZW of the...

... Performance requirements for regulated persons and former regulated persons 10.1 Where the MPFA is satisfied that a regulated person (or, if applicable, a former regulated person) has failed to comply with a performance requirement, it has the power to make a disciplinary order under section 34ZW of the...

... Performance requirements for regulated persons and former regulated persons 10.1 Where the MPFA is satisfied that a regulated person (or, if applicable, a former regulated person) has failed to comply with a performance requirement, it has the power to make a disciplinary order under section 34ZW of the...

... Recommendation 21 Note of the FATF Forty Recommendations. Where applicable, the updated list of suspicious activity indicators attached to my letter of 9 January 2003 should be used to help identify reportable suspicious transactions to the Joint Financial Intelligence Unit for prompt investigation in order to...

... with prima facie case of corruption; and any complaint with prima facie case of criminal offences. How to make a complaint to the IA In order to allow the IA to handle your complaint efficiently, effectively and avoid any misunderstanding, you should put your...

... Draft 8 November 2018 Our Ref: INS/TEC/6/45 To: Chief Executives of all authorized insurers Dear Sirs, New Solution for e-STR Reporting In order to enhance the capacity in suspicious transaction report (“STR”) processing and shorten the time required for STR reporting entities to receive feedback...