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⏭... ensure the principle of fair procedure is met. The IA also has powers to prosecute certain offences under the IO, but the procedures for this are not covered in this document. 1 Section 4A(1) of the IO 2 Sections 4A(2)(a), (c) and (d) of the IO 3 “Regulated Activity” is defined under section 3A(a) and...
https://www.ia.org.hk/english/enforcement/lii/files/Overview_of_Disciplinary_Process_en.pdf -
Date: 2021-09-13
... it necessary to do so to ensure the principle of fair procedure is met. The IA also has powers to prosecute certain offences under the IO, but the procedures for this are not covered in this document. 1 Section 4A(1) of the IO 2 Sections 4A(2)(a), (c) and (d) of the IO 3 “Regulated Activity” is...
https://www.ia.org.hk/english/enforcement/lii/files/Overview_of_Disciplinary_Process_en.pdf -
Date: 2019-10-15
... it necessary to do so to ensure the principle of fair procedure is met. The IA also has powers to prosecute certain offences under the IO, but the procedures for this are not covered in this document. 1 Section 4A(1) of the IO 2 Sections 4A(2)(a), (c) and (d) of the IO 3 “Regulated Activity” is...
https://www.ia.org.hk/english/enforcement/lii/files/Overview_of_Disciplinary_Process_en.pdf -
Date: 2019-10-15
... Rainbow LEE 29191402 10 (Long Version) 4 (Shorter Version 1) 3 (Shorter Version 2) Law Relating to Asset Protection 資產保障相關法律 * No 1 Mar 2021 - 28 Feb 2022 Ms Polly TAM 2836 1822 Ms Polly Tam 2836 1822 80/07/12 Institute of Professional Education and Knowledge, VTC Legal Knowledge for Life Insurance...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/List_of_Approved_T1_CPD_adopting_VC.pdf -
Date: 2021-12-06
.../login.html https://iic.ia.org.hk/en/login.html https://iic.ia.org.hk/en/login.html https://iic.ia.org.hk/en/login.html https://iic.ia.org.hk/en/login.html - 2 - ii. clicking the “Search for Licensees’ CPD Requirement and Compliance Status” option from the vertical menu on the left; iii. inputting the licence...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Cir_dd_20220531_CPD_Compliance_Reporting_for_the_Assessment_Period_2021_2022_Eng.pdf -
Date: 2022-05-31
[PDF]
Cirdd1732020.pdf
... /… - 2 - In addition, IIs are reminded that it is an offence under section 4 of the Weapons of Mass Destruction (Control of Provision of Services) Ordinance (Cap. 526) for a person to provide any services where he believes or suspects, on reasonable grounds, that those services may be connected to WMD...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/Cirdd1732020.pdf -
Date: 2020-05-25
... /… - 2 - In addition, IIs are reminded that it is an offence under section 4 of the Weapons of Mass Destruction (Control of Provision of Services) Ordinance (Cap. 526) for a person to provide any services where he believes or suspects, on reasonable grounds, that those services may be connected to WMD...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20200318_nosigned.pdf -
Date: 2020-05-25