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⏭.../Proposer Date ( D / M / Y ) (Warning： a. You must read all items carefully and check that the Agent/Broker has completed with you all the information on this Form before you sign your name here. b. Please do not sign a blank Form or leave any space blank.) Appendix 4b_CPD Form (English)(Jan 2005).pdf...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/4a_HKFI_CoP_Life_Ins_Replacement_v4_1_5_2006_20190823.pdf -
Date: 2019-12-20
... read all items carefully and check that the Agent/Broker has completed with you all the information on this Form before you sign your name here. b. Please do not sign a blank Form or leave any space blank.) Insurance Agent/Broker Reg. No. Date ( D / M / Y ) ...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/5a_HKFI_CoP_Life_Ins_Replacement_v5_1_10_2008_20190823.pdf -
Date: 2019-12-20
[PDF]
Form_N1_Oct19.pdf
... Responsible Officer (“RO”)/Licensed Insurance Agency/Licensed Individual Insurance Agent/Licensed Technical Representative (Broker) listed in Section III and/or Section IV with the same effective date of termination (and other details for ROs) as stated in this Notification Form, please provide the...
https://www.ia.org.hk/english/infocenter/forms/files/Form_N1_Oct19.pdf -
Date: 2022-01-06
[PDF]
Form_N1_Oct19.pdf
... Responsible Officer (“RO”)/Licensed Insurance Agency/Licensed Individual Insurance Agent/Licensed Technical Representative (Broker) listed in Section III and/or Section IV with the same effective date of termination (and other details for ROs) as stated in this Notification Form, please provide the...
https://www.ia.org.hk/english/infocenter/forms/files/Form_N1_Oct19.pdf -
Date: 2022-05-31
[PDF]
Form_N1_Oct19.pdf
... Responsible Officer (“RO”)/Licensed Insurance Agency/Licensed Individual Insurance Agent/Licensed Technical Representative (Broker) listed in Section III and/or Section IV with the same effective date of termination (and other details for ROs) as stated in this Notification Form, please provide the...
https://www.ia.org.hk/english/infocenter/forms/files/Form_N1_Oct19.pdf -
Date: 2020-06-24
[PDF]
e-ppt20111230-02.pdf
... person deals with property and that person has a defence to ML, provided if : (1) STR is made BEFORE the act - And the act done with consent from JFIU OR (2) STR is made AFTER the act - On own initiative & - As soon as reasonable practicable Joint Financial Intelligence Unit Relevant Legislation...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20111230-02.pdf -
Date: 2021-11-12
[PDF]
e-ppt20111230-02.pdf
... person deals with property and that person has a defence to ML, provided if : (1) STR is made BEFORE the act - And the act done with consent from JFIU OR (2) STR is made AFTER the act - On own initiative & - As soon as reasonable practicable Joint Financial Intelligence Unit Relevant Legislation...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20111230-02.pdf -
Date: 2022-04-27
[PDF]
e-ppt20111230-02.pdf
... person deals with property and that person has a defence to ML, provided if : (1) STR is made BEFORE the act - And the act done with consent from JFIU OR (2) STR is made AFTER the act - On own initiative & - As soon as reasonable practicable Joint Financial Intelligence Unit Relevant Legislation...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20111230-02.pdf -
Date: 2019-11-05