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GL10.pdf
... GN 10 GL10 GUIDELINE ON THE CORPORATE GOVERNANCE OF AUTHORIZED INSURERS Insurance Authority Contents Page 1. Introduction……………………………………………… 1 2. Interpretation…………………………………………….. 2 3. Application………………..…………………………….... 3 4. Governance Structure………………………….…..……... 4 5. Role and Responsibilities of...
https://www.ia.org.hk/english/supervision/reg_insurers_lloyd/files/GL10.pdf -
Date: 2020-09-07
[PDF]
GL10.pdf
... GN 10 GL10 GUIDELINE ON THE CORPORATE GOVERNANCE OF AUTHORIZED INSURERS Insurance Authority Contents Page 1. Introduction……………………………………………… 1 2. Interpretation…………………………………………….. 2 3. Application………………..…………………………….... 3 4. Governance Structure………………………….…..……... 4 5. Role and Responsibilities of...
https://www.ia.org.hk/english/legislative_framework/files/GL10.pdf -
Date: 2020-09-24
[PDF]
cir_aml_20180531.pdf
... details of which are summarized at the Annex for your attention. Key areas for improvement include:- 1) Senior management oversight; 2) Compliance functions; 3) Customer risk assessment; 4) Customer due diligence process; 5) Screening of Politically Exposed Persons, terrorists and sanction designations; 6...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20180531.pdf -
Date: 2019-02-01
... Prudential613 (previous WeChat ID: Gh_192433b3d8cf) PrudentialHK The case has been reported to the Hong Kong Police Force for further investigation. Anyone who has provided personal information to the WeChat account or has conducted any...
https://www.ia.org.hk/english/infocenter/press_releases/20191128.html -
Date: 2019-11-28
...; https://apkpure.ai 1. AIA Connect / 友聯繫 2. AIA Vitality Hong Kong 3. AIA HK Employee Care / 友邦香港僱員福利 4. AIA One The case has been reported to the Hong Kong...
https://www.ia.org.hk/english/infocenter/press_releases/20200814.html -
Date: 2020-08-14
...://www.facebook.com/profile.php?id=100090301645415” and a fraudulent website with the domain name of “https://tinyurl.com/3yn4f7wx”. The aforesaid fraudulent Facebook page and website purport to be the official page and website of an authorized insurer of Hong Kong, Sun Life Hong Kong Limited (Sun Life). Sun Life has...
https://www.ia.org.hk/english/infocenter/press_releases/20230310.html -
Date: 2023-03-10
... unacceptable; and 3. the Pamphlet must be bilingual. For Members wishing to add the Pamphlet in their intranets, it is suggested that those Members build a hyperlink with HKFI’s website (http://www.hkfi.org.hk), instead, to avoid any confusion in case there is any future updating of the Pamphlet. AC/JW/sw 註冊...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1a_HKFI_Q_before_taking_out_ILAS_v1_Eng_2_2011_20190823.pdf -
Date: 2019-12-20
... Q 3. For refundable insurance policies under 1(a)(ii), does it have to be 100% or more “refundable” in order for the FNA requirement be exempted? A 3. Yes. For those refundable insurance policies which are not 100% refundable (e.g. the amount refunded would be less than 100% if claims have...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_HKFI_FAQ_Initiative_on_FNA_v2_29_1_2016_20190823.pdf -
Date: 2019-12-20
... referred to in Article 48 of the Amended Articles of Association of The Hong Kong Federation of Insurers. 1. 此乃獲保險業監督管局根據《保險公司業條例》（下稱《條例》）第 67 條認可，並根據香港保險業聯會（下稱「保聯」）《修訂章程細則》 （下稱《章程》）第 48 條編訂的《保險代理管理守則》（2010 年 3 月 1 日出版的第七版特別增補及更新資料的修訂）（下稱「本《守 則》」）。 Under clause 2: i. delete as shown on right-hand side ii....
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/8a_HKFI_CoP_for_Admin_of_Agents_v7b_24_5_2018_20190823.pdf -
Date: 2019-12-20
... CODE APPLIES 4 3. REGISTRATION REQUIREMENT 4 4. MANAGEMENT AND INTERNAL CONTROLS 4 5. TREAT YOUR CLIENT FAIRLY 6 6. KNOW YOUR CLIENT 9 7. INFORMATION FOR CLIENT 10 8. APPROPRIATENESS OF ADVICE 11 9. ILAS PRODUCT REPLACEMENT 13 10. INVESTMENT WITHIN ILAS PORTFOLO BOND PRODUCTS 13 11. KEEPING OF RECORDS...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_PIBA_CoC_Inv._Linked_Busi._v2_20_12_2013_eg19.pdf -
Date: 2019-12-20