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⏭... projection or estimation of the future returns. The future crediting interest rate may be lower or higher. Details of the current scale of charges are presented in Summary of Charges. [H] End of Policy Year [I] Total Premiums Paid [N] Pessimistic Basis [N] Optimistic Basis Crediting Interest Rate: X% p.a....
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/6.Standard_Illustration_for_Universal_Life_Non-Linked_Policies.pdf -
Date: 2019-12-20
... Customers 7. Appendix D2: Post-sale Call Content for Non-Vulnerable Customers 8. Appendix E: Flow Chart – ILAS Post-sale Call 9. Appendix F1: Notification letter to the customer (who have given uncertain replies but could not be reached again at subsequent follow-up calls) 10. Appendix F2: Notification...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/3_HKFI_ILAS_Requirements_v3_22_4_2013_20190823.pdf -
Date: 2019-12-20
[PDF]
cir_aml_20171011.pdf
... Changes Customers – Individual (Paragraph 4.8.8) An FI should obtain and verify the residential address (and permanent address if different) of a direct customer with whom it establishes a business relationship as this is useful for verifying an individual’s identity and background. FIs are required to...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20171011.pdf -
Date: 2018-01-15
... ...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/10a_CIB_Membership_Regulations_v10_8_4_2014_eg19.pdf -
Date: 2019-12-20
... ...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_IARB_GN4_GL_on_Misconduct_v1_8_1998_20190823.pdf -
Date: 2019-12-20
... ...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/6a_CIB_Membership_Regulations_v6_10_8_2010_eg19.pdf -
Date: 2019-12-20
..., e.g. using appropriate technology to mitigate the risks, an insurer should be able to demonstrate to the Insurance Authority the measures taken can adequately guard against impersonation risk. Paragraph 4.12.3 8 Key AML/CFT Regulatory Requirements Guideline on Anti-Money Laundering and...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/AML_Online_Sharing_Session_20201204_Presentation.pdf -
Date: 2021-11-12
..., e.g. using appropriate technology to mitigate the risks, an insurer should be able to demonstrate to the Insurance Authority the measures taken can adequately guard against impersonation risk. Paragraph 4.12.3 8 Key AML/CFT Regulatory Requirements Guideline on Anti-Money Laundering and...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/AML_Online_Sharing_Session_20201204_Presentation.pdf -
Date: 2022-04-27
[PDF]
IA-6R.pdf
... schedules are sections of or schedules to the Ordinance. (6) Please specify, as applicable, the currency used. (7) Please complete the Checklist at the Appendix. (8) IMPORTANT: (a) An application should not be made until all the information required is available. In this connection, it is advisable to hold...
https://www.ia.org.hk/english/infocenter/forms/files/IA-6R.pdf -
Date: 2022-01-06
[PDF]
IA-6R.pdf
... schedules are sections of or schedules to the Ordinance. (6) Please specify, as applicable, the currency used. (7) Please complete the Checklist at the Appendix. (8) IMPORTANT: (a) An application should not be made until all the information required is available. In this connection, it is advisable to hold...
https://www.ia.org.hk/english/infocenter/forms/files/IA-6R.pdf -
Date: 2022-05-31