... Guidance Notes GL13 GUIDELINE ON ASSET MANAGEMENT BY AUTHORIZED INSURERS Insurance Authority Contents Page 1. Preamble………………………………………….…………….. 1 2. Introduction…………………………………………………….. 2 3. Definition of the Investment Policy and Procedures…….……… 4 4. Monitoring and Control…………….…………………………... 9 5....

... relevant United Nations Security Council Committee was published in the Gazette (G.N. 6918 and G.N. 6919) on 1 November 2002 in accordance with the Ordinance and the Regulation respectively. The gazetted lists are available on the Government website (www.info.gov.hk/pd/content/index.htm) under Gazette...

... processing the application. 1. Application for Insurance Agency Licence (Form A5); 2. Application for Proposed Appointment of a Responsible Officer (Form A3); 3. Individual Licence Application by the proposed Responsible Officer (Form A1) together with the supporting documents as stated in the Notes on...

... processing the application. 1. Application for Insurance Agency Licence (Form A5); 2. Application for Proposed Appointment of a Responsible Officer (Form A3); 3. Individual Licence Application by the proposed Responsible Officer (Form A1) together with the supporting documents as stated in the Notes on...

... department, to regulate insurance companies. The IA will take over from the three Self-Regulatory Organisations1 to directly regulate insurance intermediaries and implement a statutory licensing regime in mid-2019.” Dr Cheng said, “It is vital that we share common regulatory objectives...

... session at the Belt and Road Summit1 focusing on the challenges of risk management for Belt and Road projects under complicated macro-economic conditions, and how Hong Kong could offer optimal solutions to address these challenges. The panel, moderated by Professor Anna Wong, Non-Executive...

... processing the application. 1. Application for Insurance Agency Licence (Form A5); 2. Application for Proposed Appointment of a Responsible Officer (Form A3); 3. Individual Licence Application by the proposed Responsible Officer (Form A1) together with the supporting documents as stated in the Notes on...

... Insurance Intermediaries Quality Assurance Scheme Study Notes for Insurance Intermediaries Qualifying Examination 13 August 2018 Our Ref: MC/IIQAS/1 By email only To: Chief Executives of all authorized insurers Dear Sirs, Insurance Intermediaries Quality Assurance Scheme Study Notes for Insurance...

... implementation of Hong Kong Financial Reporting Standard 17 (“HKFRS 17”). In September 2018, we conducted a Readiness Assessment Survey to understand the preparation status of authorized insurers and their challenges in implementing the standard1. We have received positive feedback on the initiative and also...

... complied with going forward. If you have any questions concerning this circular, please contact your case officers. Yours faithfully, Peter Gregoire Head of Market Conduct Division (Acting) and General Counsel Insurance Authority c.c. The Hong Kong Federation of Insurers 1 APPENDIX I Common compliance...