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... Co-operation Agreement: UK Financial Conduct Authority and Hong Hong Securities and Futures Commission 12 September 2017 Co-operation Agreement UNITED KINGDOM Financial Conduct Authority HONG KONG Insurance Authority 2 Contents 1. Definitions 3 2. Introduction 4 3. Purpose 4 4. Principles 4 5....
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/Attachment_1.pdf - Date: 2020-06-19
... User Guide of the Insurance Intermediaries Connect for Principals Applicable to Authorized Insurers, Licensed Insurance Agencies and Licensed Insurance Broker Companies Last update: December 2020 2 Table of Contents 1. Introduction...
https://www.ia.org.hk/english/infocenter/forms/files/Online_Portal_Userguide_principal_Jan_2021.pdf - Date: 2022-01-06
... relating to the 12 months immediately preceding the date of commencement of the PII policy. Compliance audit in this regard has been carried out in two ways: (1) the annual audit conducted by Members’ own auditors and their reporting to CIB within the six-month period after each Member’s financial year end...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_GN_on_An_Cert_for_Prof_Ind_v2_10_6_2009_eg19.pdf - Date: 2019-12-20
... remain closed to the general public next week (10 to 16 February) to reduce the risk of virus spreading. IA will provide public services at a limited scale. The enquiry and complaint hotline will operate from 11am to 1pm and 2 to 4pm on weekdays, while handling of email for enquiries and complaints will...
https://www.ia.org.hk/english/infocenter/press_releases/20200209.html - Date: 2020-02-15
... office will remain closed to the general public next week (17 to 23 February) to reduce the risk of virus spreading. IA will provide public services at a limited scale. The enquiry and complaint hotline will operate from 11am to 1pm and 2 to 4pm on weekdays, while handling of email for enquiries and...
https://www.ia.org.hk/english/infocenter/press_releases/20200216.html - Date: 2020-02-16
...機構 名稱 Title of Activity 活動名稱 No. of CPD hours 持續專業 培訓時數 Validity Period 有效期 Contact 聯絡方法 Remarks 備註 IA-01- 2019001 IA Anti-Money Laundering and Counter- Terrorist Financing Seminar 2019 3 21 Oct 2019 28 Oct 2019 Mr Ansel Tam 3899 9994 -- Last updated on 6 Dec 2021 Continuing Professional Development...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/List_of_T7_CPD.pdf - Date: 2021-12-06