Filter
Year
Content Type
File Type
Search Results
⏮
⏴
⏵
⏭[PDF]
20180605_ppt.pdf
... 投影片 1 Regulatory Updates and Supervisory Observations on AML/CFT Dickson Chui – Senior Manager Raven Chan – Manager Market Conduct Division 5 June 2018 Institutional Risk Assessment (“IRA”) Refer to IA’s circular on 2 May 2018 regarding the issuance of HK’s ML/TF Risk Assessment Report (“the...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/20180605_ppt.pdf -
Date: 2019-11-05
[PDF]
20180605_ppt_part2.pdf
... 投影片 1 Dickson Chui – Senior Manager Steven Ho – Manager Market Conduct Division 5 June 2018 Hong Kong’s Money Laundering and Terrorist Financing Risk Assessment Report Sectoral Risk Assessment – Insurance ML Risk Level of Insurance Sector 2 Medium LowML Threat Level Medium Low ML Vulnerability...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/20180605_ppt_part2.pdf -
Date: 2019-11-05
[PDF]
cir_aml_20170719.pdf
... and arms embargo set out in paragraph 2 of Security Council resolution 2253 (2015) no longer apply to the names set out below. A. Individuals associated with ISIL (Da-esh) and Al-Qaida QDi.168 Name: 1: AHMAD 2: ZERFAOUI 3: na 4: na Name (original script): Title: na Designation: na DOB: 15 Jul. 1963...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20170719.pdf -
Date: 2018-01-15
... Consultation Conclusions on the Draft Code of Conduct for Licensed Insurance Agents September 2019 Consultation Conclusions on the Draft Code of Conduct for Licensed Insurance Agents 1 Contents Introduction 2 Feedback Received and Insurance Authority’s Response 3 Conclusions and Next Steps 26...
https://www.ia.org.hk/english/infocenter/files/Consultation_Conclusions_Agents_Code_Eng.pdf -
Date: 2019-09-03
... Consultation Conclusions on the Draft Code of Conduct for Licensed Insurance Agents September 2019 Consultation Conclusions on the Draft Code of Conduct for Licensed Insurance Agents 1 Contents Introduction 2 Feedback Received and Insurance Authority’s Response 3 Conclusions and Next Steps 26...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Consultation_Conclusions_Agents_Code_Eng.pdf -
Date: 2019-09-10
... - 1 - Inauguration Ceremony of the Insurance Complaints Bureau (ICB) 23 Jan 2018 Speech by Dr Moses Cheng, Chairman, Insurance Authority Pamela1 , Stuart2 , ICB General Committee Members, distinguished guests, ladies and gentlemen, I feel extremely privileged being invited to join you this evening...
https://www.ia.org.hk/english/infocenter/files/Speech_for_ICB_Inauguration_Ceremony.pdf -
Date: 2021-12-09
...公司）及其持牌保險中介人，就《指引 24》的個別規定，提供更詳細的說明。保監局會不時檢視「釋義文件」並在 有需要時作更新或補充。 「釋義文件」涵蓋以下事項，並適用於 2021 年 8 月 1 日或以後的持續專 業培訓評核期： 1. 主事人及個人持牌人的責任； 2. 每個持續專業培訓評核期內，藉參與電子學習活動所獲取的持續專業 培訓時數的上限； 3. 藉參與以網上虛擬課程方式進行的持續專業培訓活動； 4. 對於牌照持續暫時吊銷或撤銷少於 180 日的持續專業培訓時數規定； 5. 對於牌照持續暫時吊銷或撤銷達 180 日或以上的持續專業培訓時數 規定；及 6. 在同一或不同評核期內，重複參與同一個持續...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_Interpretation_Notes_chi.pdf -
Date: 2021-12-10
... - 1 - Inauguration Ceremony of the Insurance Complaints Bureau (ICB) 23 Jan 2018 Speech by Dr Moses Cheng, Chairman, Insurance Authority Pamela1 , Stuart2 , ICB General Committee Members, distinguished guests, ladies and gentlemen, I feel extremely privileged being invited to join you this evening...
https://www.ia.org.hk/english/infocenter/files/Speech_for_ICB_Inauguration_Ceremony.pdf -
Date: 2021-09-08