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⏭... Assessment Period under the new regime will expire on 31 July 2020. Under normal circumstances, individual licensees are required to report their CPD compliance no later than 2 months after the expiration of the relevant Assessment Period (i.e. by 30 September 2020). Please refer to the various tables in...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_28022020_brokers.pdf -
Date: 2020-06-15
... Assessment Period under the new regime will expire on 31 July 2020. Under normal circumstances, individual licensees are required to report their CPD compliance no later than 2 months after the expiration of the relevant Assessment Period (i.e. by 30 September 2020). Please refer to the various tables in...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_28022020_brokers.pdf -
Date: 2020-12-21
... changes within 2 weeks of the change, can give the broker company a further 2 weeks to make the requisite notification to the IA. Notify the IA and the Companies Registry at the same time: Given that broker companies are required to make statutory filings to the Companies Registry under...
https://www.ia.org.hk/english/legislative_framework/Conduct_in_Focus_Issue_08_05.html -
Date: 2024-01-12
... insurance policy (including rider and top-up) falling under the following types must be accompanied by a financial needs analysis (“FNA”) form: (a) Any policies of the nature specified in Class A in Part 2 of the Schedule 1 to the Insurance Ordinance (Cap. 41) (“IO”) except – (i) term insurance policies...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/6_HKFI_Initiative_on_FNA_v6_1_6_2018_20190823.pdf -
Date: 2019-12-20
... Q2 What are the criteria for a Qualifying Deferred Annuity Policy (QDAP)? A2 A deferred annuity product must satisfy the criteria set out in the guideline issued by the Insurance Authority to be a QDAP. The criteria include...
https://www.ia.org.hk/english/qualifying_deferred_annuity_policy/faqs.html -
Date: 2020-07-22
... remainder of applications are submitted and processed within the time available between now and the deadline of 22 September 2022, we are setting the following cut-off dates by which such applications should be made. - 2 - Cut-off Dates In view of the complexity and resources involved for processing...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_Cut-off_dates_for_deemed_licensee_applications_20220321_ENG.pdf -
Date: 2022-05-31
[PDF]
Cirdd1472020.pdf
..., licensed insurance agencies and licensed insurance broker companies carrying on regulated activities in respect of long term business. 2 The statement can be found on the website of the FATF (http://www.fatf-gafi.org/publications/high-risk-and-other- monitored-jurisdictions/documents...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/Cirdd1472020.pdf -
Date: 2020-11-13
...No Content...
https://www.ia.org.hk/english/infocenter/files/Digital_onboarding_2_en.pdf -
Date: 2024-01-18