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https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/3a_HKFI_Initiative_on_Needs_Analysis_v3_1_2_2007_20190823.pdf -
Date: 2019-12-20
[PDF]
Survey_GL21.pdf
...: rbcphase2@ia.org.hk Copyright © 2019 Insurance Authority. All rights reserved. [Please select] [Please explain] [Please select] [Please explain] [Please explain] [Please input name of group (or home) supervisor] [Please select] [Please attach or explain] [Please select] [Please attach or explain] [Please explain...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Survey_GL21.pdf -
Date: 2019-11-29
[HTML]
Guidelines
... Guidelines GL1: Authorization Guideline GL2: Guideline on Insurance (General Business) (Valuation) Rules GL3: Guideline on Anti-Money Laundering and Counter-Terrorist...
https://www.ia.org.hk/english/legislative_framework/guidelines.html -
Date: 2020-09-24
[PDF]
cir_aml_20190913.pdf
... Anti-Money Laundering and Counter-Terrorist Financing Seminars 2019 13 September 2019 Our Ref: INS/TEC/6/45/3 To : Chief Executives of all authorized insurers carrying on long term business Dear Sirs, Anti-Money Laundering and Counter-Terrorist Financing Seminars 2019 To further enhance the...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20190913.pdf -
Date: 2019-12-24
[PDF]
Circular_05082020.pdf
... involving the use of technology for non-face-to-face (“non-F2F”) distribution of long term insurance products. The pandemic situation caused by COVID-19 also prompts the need for measures to minimize the risk of infection during the sales process of insurance products. Issues arising out of the use of...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_05082020.pdf -
Date: 2020-12-21
... Q2 What are the criteria for a Qualifying Deferred Annuity Policy (QDAP)? A2 A deferred annuity product must satisfy the criteria set out in the guideline issued by the Insurance Authority to be a QDAP. The criteria include...
https://www.ia.org.hk/english/qualifying_deferred_annuity_policy/faqs.html -
Date: 2020-07-22
...) (Amendment) Regulation 2002 which was published in the Gazette (Legal Number 134 of 2002 of Legal Supplement No. 2) and came into effect on 19 July 2002. A copy of the Regulation is enclosed at Annex I. The Regulation is made under the United Nations Sanctions Ordinance which seeks to extend the...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/circular200802.html -
Date: 2017-06-23
... summary conviction to a fine at level 6 (i.e. $100,000 at present) and to imprisonment for 6 months and, in the case of a continuing offence, to a further fine of $2,000 for each day during which the offence continues. B1.3 Deciding if a person needs a licence under the Ordinance involves an examination...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Explanatory_Note_on_Regulated_Activities.pdf -
Date: 2021-12-10
... summary conviction to a fine at level 6 (i.e. $100,000 at present) and to imprisonment for 6 months and, in the case of a continuing offence, to a further fine of $2,000 for each day during which the offence continues. B1.3 Deciding if a person needs a licence under the Ordinance involves an examination...
https://www.ia.org.hk/english/legislative_framework/files/Explanatory_Note_on_Regulated_Activities.pdf -
Date: 2021-10-12