Filter
Year
Content Type
File Type
Search Results
⏮
⏴
⏵
⏭... supervisory tool to gauge the level of compliance by insurers • Routine and thematic inspection visits conducted to more than 20 insurers since April 2012 Presenter Presentation Notes Key Areas for Improvement: 1. Senior Management Oversight 2. Compliance Functions 3. Customer Risk Assessment 4. CDD Process...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/IA_AML_findings_briefing_20180531.pdf -
Date: 2021-11-12
... supervisory tool to gauge the level of compliance by insurers • Routine and thematic inspection visits conducted to more than 20 insurers since April 2012 Presenter Presentation Notes Key Areas for Improvement: 1. Senior Management Oversight 2. Compliance Functions 3. Customer Risk Assessment 4. CDD Process...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/IA_AML_findings_briefing_20180531.pdf -
Date: 2022-04-27
... supervisory tool to gauge the level of compliance by insurers • Routine and thematic inspection visits conducted to more than 20 insurers since April 2012 Presenter Presentation Notes Key Areas for Improvement: 1. Senior Management Oversight 2. Compliance Functions 3. Customer Risk Assessment 4. CDD Process...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/IA_AML_findings_briefing_20180531.pdf -
Date: 2019-11-05
[PDF]
Appendix_06102021.pdf
... can, in substance, govern the financial and operating policies of the other so as to obtain benefits from the other’s activities2. Examples of entities that the IA may consider appropriate for inclusion under section 95D(3) of the Ordinance to be members of a supervised group include associates, joint...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Appendix_06102021.pdf -
Date: 2021-12-10
... 1 Frequently Asked Questions on the Continuing Professional Development (“CPD”) Requirements I. Facilitative Measures: Q1 II. Transitional Arrangements: Q2 – Q5 III. Others: Q6 – Q10 I. FACILITATIVE MEASURES Q1: What facilitative measures has the Insurance Authority (“IA”) taken to assist...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/FAQ_CPD_12.06.2020rev_Eng.pdf -
Date: 2021-05-06
[PDF]
ppt20151109-03.pdf
... 201511 AML Outreach (FI) (Insurnace) (v2).ppt LO Chi Lik Ruby Woman Senior Inspector Joint Financial Intelligence Unit & Suspicious Transaction Reporting ©Hong Kong Police Force香港警務處版權所有 Joint Financial Intelligence Unit@H on g Ko ng P ol ic e Fo rc e fo r Tr ai ni ng P ur po se O nl y 香 港 警 務 處 版...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/ppt20151109-03.pdf -
Date: 2021-11-12
[PDF]
ppt20151109-03.pdf
... 201511 AML Outreach (FI) (Insurnace) (v2).ppt LO Chi Lik Ruby Woman Senior Inspector Joint Financial Intelligence Unit & Suspicious Transaction Reporting ©Hong Kong Police Force香港警務處版權所有 Joint Financial Intelligence Unit@H on g Ko ng P ol ic e Fo rc e fo r Tr ai ni ng P ur po se O nl y 香 港 警 務 處 版...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/ppt20151109-03.pdf -
Date: 2022-04-27
[PDF]
ppt20151109-03.pdf
... 201511 AML Outreach (FI) (Insurnace) (v2).ppt LO Chi Lik Ruby Woman Senior Inspector Joint Financial Intelligence Unit & Suspicious Transaction Reporting ©Hong Kong Police Force香港警務處版權所有 Joint Financial Intelligence Unit@H on g Ko ng P ol ic e Fo rc e fo r Tr ai ni ng P ur po se O nl y 香 港 警 務 處 版...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/ppt20151109-03.pdf -
Date: 2019-11-05