... Self-Regulatory Organisations (SROs)1. Under the new statutory regime, the two codes of conduct will specify fundamental conduct requirements expected of them. The draft Codes of Conduct set out eight core General Principles, under which standards and practices are elaborated. When formulating these...

... Insurance Limited / 香港保誠保險有限公司” which is incorporated in Hong Kong using an insurance-related company name without the IA’s consent1.The Company is not and never has been an authorized insurer or a licensed insurance intermediary under the Insurance Ordinance (Cap. 41) to carry on insurance business or...

... Latest edition of Conduct In Focus encourages best practice principles for insurers to handle complaints 2 March 2022 The Insurance Authority (IA) published its latest issue of Conduct In Focus1 today (2 March 2022) presenting statistics on...

... IA that has been paired with the hardware token distributed by IA. First Time Activation of Your LISA Account Step 1: https://www.ia.org.hk/ • For the first time login, you’re required to follow the account initialization and activation steps as shown below. Please refer to the display of the token...

... Authorization and Annual Fees (as at 1 June 2017) Every authorized insurer must pay the prescribed fees to the Insurance Authority not later than the date on which it is authorized; and annually upon the anniversary of such date. Please refer to the...

... The Statutory Regulatory Regime With the implementation of the Mandatory Provident Fund Schemes (Amendment) Ordinance 2012, a new statutory regulatory regime for Mandatory Provident Fund (“MPF”) intermediaries has come into operation effective from 1...

... the guidelines.   Q1 to Q8: Disciplinary Process Q9 to Q17: Secrecy Provisions     ...

... in the guidelines. Q1 to Q8: Disciplinary Process Q9 to Q17: Secrecy Provisions       ...

... Intermediaries (“GL24”), which set the CPD requirements for individual licensees. We intend to keep these Interpretation Notes under review and update or supplement them when necessary. The Interpretation Notes cover the following matters and apply to CPD Assessment Periods commencing on or after 1 August 2021...