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⏭... Guideline on "Fit and Proper" Criteria for Licensed Insurance Intermediaries under the Insurance Ordinance (Cap. 41) List of Acceptable Insurance Qualifications The insurance qualifications specified for the purpose of paragraph 5.2(a)(vii) in respect of an Individual Licensee1 and paragraph 5.4(a...
https://www.ia.org.hk/english/legislative_framework/files/Jun_2020_Insurance_Qualifications_Eng.pdf -
Date: 2020-09-24
... Guideline on "Fit and Proper" Criteria for Licensed Insurance Intermediaries under the Insurance Ordinance (Cap. 41) List of Acceptable Insurance Qualifications The insurance qualifications specified for the purpose of paragraph 5.2(a)(vii) in respect of an Individual Licensee1 and paragraph 5.4(a...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/ListofAcceptableInsuranceQualifications.pdf -
Date: 2020-06-24
... Guideline on "Fit and Proper" Criteria for Licensed Insurance Intermediaries under the Insurance Ordinance (Cap. 41) List of Acceptable Insurance Qualifications The insurance qualifications specified for the purpose of paragraph 5.2(a)(vii) in respect of an Individual Licensee1 and paragraph 5.4(a...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/ListofAcceptableInsuranceQualifications_Brokers.pdf -
Date: 2020-06-24
[PDF]
cir_aml_20171006.pdf
... new sections 7G and 7H to United Nations Sanctions (Libya) Regulation 2011 to provide for the prohibition against engaging in financial transactions related to any petroleum from Libya aboard ships designated by the relevant UNSC Sanctions Committee. You should review your records carefully to see...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20171006.pdf -
Date: 2018-01-15
... Insurance Policy i. Entire Contract Provision ii. Incontestability Provision iii Grace Period iv. Beneficiary Designation v. Nonforfeiture Benefits vi. Policy Loan vii. Reinstatement viii. Misstatement of Age or Sex ix. Assignment P 3 of 4 x. Dividend Options xi. Settlement Options xii. Suicide Exclusion V....
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/LT_syl_eng_2019_file4.pdf -
Date: 2019-12-02
... Securities and Futures Commission (“SFC”) 4 or schemes as set out in the list of Recognized Jurisdiction Schemes5 as specified by SFC. Q 32C Further to the investment requirement as mentioned in Q&A 32 and elaborated on in Q&A 32B, please elaborate further on any specific requirement(s) necessary to ensure...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/New_QNAs_to_Interpretation_Notes.pdf -
Date: 2021-12-10
... Securities and Futures Commission (“SFC”) 4 or schemes as set out in the list of Recognized Jurisdiction Schemes5 as specified by SFC. Q 32C Further to the investment requirement as mentioned in Q&A 32 and elaborated on in Q&A 32B, please elaborate further on any specific requirement(s) necessary to ensure...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/New_QNAs_to_Interpretation_Notes.pdf -
Date: 2021-09-09
... a Regulated Person, for example, being guilty of misconduct or if the IA is of the opinion that the Regulated Person is/was not a fit and proper person5. Similarly, the IA is empowered under the IO to take certain disciplinary actions against an authorized insurer in the event the insurer is/was...
https://www.ia.org.hk/english/enforcement/lii/files/Overview_of_Disciplinary_Process_en.pdf -
Date: 2021-09-13