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Attachment_1.pdf
... Co-operation Agreement: UK Financial Conduct Authority and Hong Hong Securities and Futures Commission 12 September 2017 Co-operation Agreement UNITED KINGDOM Financial Conduct Authority HONG KONG Insurance Authority 2 Contents 1. Definitions 3 2. Introduction 4 3. Purpose 4 4. Principles 4 5....
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/Attachment_1.pdf -
Date: 2020-06-19
... relating to the 12 months immediately preceding the date of commencement of the PII policy. Compliance audit in this regard has been carried out in two ways: (1) the annual audit conducted by Members’ own auditors and their reporting to CIB within the six-month period after each Member’s financial year end...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_GN_on_An_Cert_for_Prof_Ind_v2_10_6_2009_eg19.pdf -
Date: 2019-12-20
... User Guide of the Insurance Intermediaries Connect for Individuals – Licence Renewal Application Applicable to Individual Insurance Agent, Technical Representative (Agent) and Technical Representative (Broker) Last update: May 2022 2 Table of Contents 1. Individual Account Activation...
https://www.ia.org.hk/english/infocenter/forms/files/IIC_User_Guide_Renewal_individuals_May_2022.pdf -
Date: 2022-05-31
... Secretary’s 2018-19 Budget today (28 February 2018). Dr Cheng said, “The IA will continue to work closely with the Government and the industry on exploring ways to facilitate the sustainable development of the industry and enhance Hong Kong’s competitiveness in the global insurance...
https://www.ia.org.hk/english/infocenter/press_releases/insurance_authority_welcomes_budget_initiatives.html -
Date: 2018-02-28
... Qualifying Deferred Annuity Policy Temporary Facilitative Measures Related to the COVID-19 Outbreak To reduce the risk of virus infection from face-to-face meetings between intermediaries and their clients, the Insurance Authority (IA) has rolled...
https://www.ia.org.hk/english/qualifying_deferred_annuity_policy/temporary_facilitative_measures.html -
Date: 2024-01-18
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Expert Advisor Panel
..., providing input on the level of sanction required to deter specific types of misconduct and serving as a valuable source of market intelligence and knowledge. The EP Members were appointed by the IA under the recommendations of the industry, and on account of their knowledge and experience in...
https://www.ia.org.hk/english/enforcement/Expert_Advisor_Panel.html -
Date: 2023-11-15
..., licensed insurance agencies and licensed insurance broker companies on the CPD requirements under the new regulatory regime as stipulated in the GL24: Guideline on Continuing Professional Development for Licensed Insurance Intermediaries (“GL24”). These Interpretation Notes should be read in conjunction...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Interpretation_Notes_eng.pdf -
Date: 2021-12-10