... 投影片 1 Regulatory Updates and Supervisory Observations on AML/CFT Dickson Chui – Senior Manager Raven Chan – Manager Market Conduct Division 5 June 2018 Institutional Risk Assessment (“IRA”)  Refer to IA’s circular on 2 May 2018 regarding the issuance of HK’s ML/TF Risk Assessment Report (“the...

... 投影片 1 Dickson Chui – Senior Manager Steven Ho – Manager Market Conduct Division 5 June 2018 Hong Kong’s Money Laundering and Terrorist Financing Risk Assessment Report  Sectoral Risk Assessment – Insurance ML Risk Level of Insurance Sector 2 Medium LowML Threat Level Medium Low ML Vulnerability...

... 投影片 1 Regulatory Updates and Supervisory Observations on AML/CFT Dickson Chui – Senior Manager Raven Chan – Manager Market Conduct Division 5 June 2018 Institutional Risk Assessment (“IRA”)  Refer to IA’s circular on 2 May 2018 regarding the issuance of HK’s ML/TF Risk Assessment Report (“the...

... 投影片 1 Dickson Chui – Senior Manager Steven Ho – Manager Market Conduct Division 5 June 2018 Hong Kong’s Money Laundering and Terrorist Financing Risk Assessment Report  Sectoral Risk Assessment – Insurance ML Risk Level of Insurance Sector 2 Medium LowML Threat Level Medium Low ML Vulnerability...

... and arms embargo set out in paragraph 2 of Security Council resolution 2253 (2015) no longer apply to the names set out below. A. Individuals associated with ISIL (Da-esh) and Al-Qaida QDi.168 Name: 1: AHMAD 2: ZERFAOUI 3: na 4: na Name (original script): Title: na Designation: na DOB: 15 Jul. 1963...

... Consultation Conclusions on the Draft Code of Conduct for Licensed Insurance Brokers September 2019 Consultation Conclusions on the Draft Code of Conduct for Licensed Insurance Brokers 1 Contents Introduction 2 Feedback Received and Insurance Authority’s Response 3 Conclusions and Next Steps 26...

... Consultation Conclusions on the Draft Code of Conduct for Licensed Insurance Brokers September 2019 Consultation Conclusions on the Draft Code of Conduct for Licensed Insurance Brokers 1 Contents Introduction 2 Feedback Received and Insurance Authority’s Response 3 Conclusions and Next Steps 26...

... Form N2 1 Notification of Appointment of a Licensed Insurance Intermediary to carry on regulated activities in one or more line(s) of business by Appointing Principal(s) Pursuant to Section 64Q of the Insurance Ordinance (Cap. 41) For Official Use C SA LN Check Update Verify Please complete all...