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⏭... Engaged in the Sale of Insurance-related Investment Products 2 January 2007 Merchant Shipping (Local Vessels) Ordinance (Cap. 548...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/circulars_on_regulatory_matters_2007.html -
Date: 2020-12-22
[PDF]
Cir_dd_07.07.2021.pdf
... relation to the Combined 2019/20 and 2020/21 Assessment Periods. 1. Individual licensees can view the CPD hours they are required to obtain by logging into their IIC individual accounts and clicking the ‘CPD requirement’ option from the vertical menu on the left. 2. Appointing principals may download their...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Cir_dd_07.07.2021.pdf -
Date: 2021-12-10
[PDF]
Cir_dd_07.07.2021.pdf
... relation to the Combined 2019/20 and 2020/21 Assessment Periods. 1. Individual licensees can view the CPD hours they are required to obtain by logging into their IIC individual accounts and clicking the ‘CPD requirement’ option from the vertical menu on the left. 2. Appointing principals may download their...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Cir_dd_07.07.2021.pdf -
Date: 2021-09-09
... Sufficiently regular basis in this regard will depend on the size and complexity of the broker’s operations and further guidance on this is included below. 2. In developing systems of control brokers should have regard to the following control objectives: 2.1 Control objectives over accounting records: (a...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_CIB_GN11_Guidance_Note_on_Keeping_of_Separate_Client_Monies_v1_16_8_2013_eg19.pdf -
Date: 2019-12-20