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cir_aml_20180502.pdf
... particular those in Chapter 5.5 on the assessment of ML risks of the insurance sector) that are relevant to your own circumstances3 in your risk assessment process. Per the aforesaid IRA, we reiterate that you should have: 1 For details, please refer to FATF Recommendation 1 and its interpretative note....
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20180502.pdf -
Date: 2019-02-01
... are used for promoting a specific investment product to investors will be restricted.” Section 3.11 of The Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission also issued by SFC stipulates that “In promoting a specific investment product to a client, a...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_HKFI_GN_on_Gifts_v1_9_5_2011_20190823.pdf -
Date: 2019-12-20
... the relevant United Nations Security Council Committee has designated a new consolidated list of names under section 3 of the United Nations Sanctions (Afghanistan) Regulation ( " Regulation "). The list was gazetted and came into effect on 7 June 2002 in accordance with the Regulation. A...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/circular190602a.html -
Date: 2018-10-22
[PDF]
Form_S4_Eng_Feb2021.pdf
... information on a separate sheet. Name of Applicant Relevant Details 1. Name of the professional, trade or regulatory body 2. Background information 3. Details of the disciplinary sanction (including the date of the decision, sanction and penalty imposed...
https://www.ia.org.hk/english/infocenter/forms/files/Form_S4_Eng_Feb2021.pdf -
Date: 2022-01-06
[PDF]
Form_S4_Eng_Feb2021.pdf
... information on a separate sheet. Name of Applicant Relevant Details 1. Name of the professional, trade or regulatory body 2. Background information 3. Details of the disciplinary sanction (including the date of the decision, sanction and penalty imposed...
https://www.ia.org.hk/english/infocenter/forms/files/Form_S4_Eng_Feb2021.pdf -
Date: 2022-05-31
... Insurance Authority warns against fraudulent mobile application 12 July 2019 The Insurance Authority (IA) today (12 July 2019) alerted the public to a fraudulent mobile application of “http://fir.im/9sb3?utm_source=fir&utm_medium=qr&rdquo...
https://www.ia.org.hk/english/infocenter/press_releases/20190712.html -
Date: 2019-07-12
[HTML]
Download Area
... 01 Remittance Specification version 3.1 02 Example of upload ARA file by quarter (csv format, pls. use notepad to open it) 03 Example of upload ARA file by month (csv format, pls....
https://www.ia.org.hk/english/portal_for_insurers/lisa/download_area.html -
Date: 2024-01-18
[HTML]
Expert Advisor Panel
... law, insurance, and financial services. Generally, the appointment of an EP Member will be for a 3-year term from 1 October 2023 to 30 September 2026 and he or she will be eligible for re-appointment at the end of each term. EP Members...
https://www.ia.org.hk/english/enforcement/Expert_Advisor_Panel.html -
Date: 2023-11-15
[PDF]
Appendix_B.PDF
... Appendix B 指 引 3 打擊洗錢 及 恐怖分子資金籌集指引 (適用於經營長期業務或就長期業務提供 意見的獲授權保險人、再保險人、獲委 任保險代理人及獲授權保險經紀) 保險業監管局 20187 年 36 月 目錄 頁數 第1章 概覽 1 第2章 打擊洗錢/恐怖分子資金籌集制度及在香港以外 進行的業務 13 第3章 風險為本的方法 23 第4章 客戶盡職審查 29 第5章 持續監察 107116 第6章 金融制裁及恐怖分子資金籌集 113122 第7章 可疑交易報告 120128 第8章 備存紀錄 156164 第9章 職員培訓 163171 第10章 電傳轉帳 168176 附錄...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/Appendix_B.PDF -
Date: 2019-02-01
... ...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/3.Relevant_Questions_regarding_completing_CPD_Form.pdf -
Date: 2019-12-20