Filter
Year
Content Type
File Type
Search Results
⏮
⏴
⏵
⏭... HKMA’s investigation found that, between January to February 2021, Mr Cheung took a total of 20 gift vouchers with a total value of HK$2,900 from an Authorized Institution by which he was employed at the material time without its knowledge or authorization. The gift vouchers were intended to be given...
https://www.ia.org.hk/english/infocenter/press_releases/20240110.html -
Date: 2024-01-10
... Explanatory Note on Section 121 of the Insurance Ordinance (Cap. 41) – Non-disclosure requirement in relation to information obtained in the course of inspection, investigation or disciplinary action Insurance Authority June 2020 2 Contents Page 1. Introduction 3 2. Non-disclosure obligations...
https://www.ia.org.hk/english/legislative_framework/files/Explanatory_Note_on_Section_121_of_the_Insurance_Ordinance.pdf -
Date: 2021-10-12
... Explanatory Note on Section 121 of the Insurance Ordinance (Cap. 41) – Non-disclosure requirement in relation to information obtained in the course of inspection, investigation or disciplinary action Insurance Authority June 2020 2 Contents Page 1. Introduction 3 2. Non-disclosure obligations...
https://www.ia.org.hk/english/legislative_framework/files/Explanatory_Note_on_Section_121_of_the_Insurance_Ordinance.pdf -
Date: 2020-07-06
[PDF]
cir_aml_20180531.pdf
... details of which are summarized at the Annex for your attention. Key areas for improvement include:- 1) Senior management oversight; 2) Compliance functions; 3) Customer risk assessment; 4) Customer due diligence process; 5) Screening of Politically Exposed Persons, terrorists and sanction designations; 6...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20180531.pdf -
Date: 2019-02-01
[PDF]
cir_aml_20190913_1.pdf
... relation to Anti-Money Laundering and Counter- Terrorist Financing We are writing to inform you of the following developments: (1) The Guidelines Amendments The revised Guideline on Anti-Money Laundering and Counter-Terrorist Financing (“GL3”) and Guideline on Exercising Power to Impose Pecuniary Penalty...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20190913_1.pdf -
Date: 2019-12-24
[PDF]
N4_Eng_Dec_2020.pdf
... Licensed Insurance Intermediary: Name and Position of Authorized Person: Date: Check Box1: Off Check Box2: Off Check Box3: Off Check Box4: Off Check Box5: Off Check Box6: Off Check Box7: Off Check Box9: Off Check Box10: Off Check Box11: Off Check Box12: Off Check Box37: Off ...
https://www.ia.org.hk/english/infocenter/forms/files/N4_Eng_Dec_2020.pdf -
Date: 2022-01-06
[PDF]
N4_Eng_Dec_2020.pdf
... Licensed Insurance Intermediary: Name and Position of Authorized Person: Date: Check Box1: Off Check Box2: Off Check Box3: Off Check Box4: Off Check Box5: Off Check Box6: Off Check Box7: Off Check Box9: Off Check Box10: Off Check Box11: Off Check Box12: Off Check Box37: Off ...
https://www.ia.org.hk/english/infocenter/forms/files/N4_Eng_Dec_2020.pdf -
Date: 2022-05-31
... ...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_GN_on_An_Cert_for_Prof_Ind_v1_7_3_2007_eg19.pdf -
Date: 2019-12-20