... Level Medium Low Overall ML Risk Level Vulnerability Level, Threat Level and Overall ML Risks of Financial Sectors 3 Banks Insurance Money Service Operators Securities Money Lenders Th re at Vulnerability Risk Levels of Financial Sectors High Medium High Medium Low Medium Low Low Medium Low Medium...

... Level Medium Low Overall ML Risk Level Vulnerability Level, Threat Level and Overall ML Risks of Financial Sectors 3 Banks Insurance Money Service Operators Securities Money Lenders Th re at Vulnerability Risk Levels of Financial Sectors High Medium High Medium Low Medium Low Low Medium Low Medium...

... - 1 - CIB-GN(12) (issued on 18 December 2014, effective from 1 January 2015) (revised on 13 October 2015, effective from 1 January 2016) Guidance Note on Product Recommendation for Long Term Insurance Business According to Membership Regulation 3.5, the General Committee is issuing this Guidance...

... Annex 1 to GL14. Hence, it is regarded as outsourcing. Q3 Is the engagement of a telemarketing company for conducting market research regarded as outsourced activity? A3 Such service is generally regarded as outsourcing as it is part of a business activity of an authorized insurer. The service normally...

... 4 March 2022 Updated list of relevant persons and entities under the United Nations Sanctions (ISIL and AI-Qaida) Regulation List of relevant persons and entities 3 March 2022 Updated list of relevant persons and entities...

... contact Ms Fanny Chu at 3899 9749 or Ms Diana Wong at 3899 9757. Yours faithfully, Stephen Po Executive Director Market Conduct Division Insurance Authority c.c. Professional Insurance Brokers Association The Hong Kong Confederation of Insurance Brokers Encl. - 3 - Annex List of information and documents...

... contact Ms Fanny Chu at 3899 9749 or Ms Diana Wong at 3899 9757. Yours faithfully, Stephen Po Executive Director Market Conduct Division Insurance Authority c.c. Professional Insurance Brokers Association The Hong Kong Confederation of Insurance Brokers Encl. - 3 - Annex List of information and documents...

... Regulatory Regime for Insurance Intermediaries 3 September 2019 Consultation Conclusions on the Code of Conduct for Licensed Insurance Brokers  3 September 2019 Consultation Conclusions on the Code of Conduct...

... particular those in Chapter 5.5 on the assessment of ML risks of the insurance sector) that are relevant to your own circumstances3 in your risk assessment process. Per the aforesaid IRA, we reiterate that you should have: 1 For details, please refer to FATF Recommendation 1 and its interpretative note....

... are used for promoting a specific investment product to investors will be restricted.” Section 3.11 of The Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission also issued by SFC stipulates that “In promoting a specific investment product to a client, a...