Filter
Year
Content Type
File Type
Search Results
⏮
⏴
⏵
⏭... Assessment Period 2021/22) Individual Licensees were required to attain only 12 CPD hours, this year (Assessment Period 2022/23) the number of CPD hours increased to 15 hours. Secondly, the vast majority of the 3.9% non-compliant Individual Licensees, by the date of this publication have either...
https://www.ia.org.hk/english/legislative_framework/Conduct_in_Focus_Issue_08_01.html -
Date: 2024-01-12
... Regime 9 Risk-based Capital Regime Summary of Pillars 1 and 2 Under Current Regime 1) Assets can be valued at either amortised cost or fair value. Measuring assets and liabilities on different bases would lead to accounting mismatch. 2) Rule-based calculations on capital requirements and capital ratios...
https://www.ia.org.hk/english/infocenter/files/Pan_Asian_Regulatory_Insurance_Summit.pdf -
Date: 2020-06-12
[PDF]
mou-naic.pdf
... providing mutual assistance and exchanging information to assist each other in better understanding and otherwise coordinating compliance with applicable laws, regulations and requirements. However, assistance may be denied on the grounds of public interest. Individual Requests for Assistance 9. Any...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mou-naic.pdf -
Date: 2020-06-19
... Obtaining benefit by improper / unauthorized means 不正確地／未經允許取得利益 3 years 三年 (6th) 71/75 & 49(d) (7th) 74/78 & 58(g) 9. Requesting clients to sign blank or incomplete forms 要求客戶簽署空白或尚未填妥的表格 3 years 三年 (6th) 75, 49(d) Guidance Note 指引（4） (7th) 78, 58(g) 10. Twisting of policies 誤導轉保 3 years 三年 (6th) 75, 77(h...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_IARB_Guidelines_on_Disciplinary_Actions_v2_2_6_2015_20190823.pdf -
Date: 2019-12-20
..., many carried out only one scenario. We also observed a few insurers missed out their own scenarios without providing sound justification. 6.9 One of the key objectives for own scenarios is to allow insurers to think through the stresses or scenarios that are not covered by Prescribed Scenarios and...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Cir_dd_28.3.2022_Annex.pdf -
Date: 2022-05-31
... Risk identification, assessment and control ........................................... 7 7. Continuous monitoring .......................................................................... 8 8. Response and recovery .......................................................................... 9 9...
https://www.ia.org.hk/english/legislative_framework/files/Guideline_on_Cybersecurity_English.pdf -
Date: 2020-09-24
... Risk identification, assessment and control ........................................... 7 7. Continuous monitoring .......................................................................... 8 8. Response and recovery .......................................................................... 9 9...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Guideline_on_Cybersecurity_English.pdf -
Date: 2019-11-29
... Attachment: MV Statistics 2008 9 October 2009 Insurance Intermediaries Quality Assurance Scheme Professional Upgrade of Investment-linked Long Term...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/circulars_on_regulatory_matters_2009.html -
Date: 2020-12-22
[PDF]
cir_aml_20180112.pdf
... United Nations (Anti-Terrorism Measures) Ordinance 12 January 2018 Our Ref: INS/TEC/6/45 To : Chief Executives of all authorized insurers Dear Sirs, United Nations (Anti-Terrorism Measures) Ordinance We are writing to inform you that an updated list of terrorists and terrorist associates...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20180112.pdf -
Date: 2019-02-01
[PDF]
cir_aml_20180112.pdf
... United Nations (Anti-Terrorism Measures) Ordinance 12 January 2018 Our Ref: INS/TEC/6/45 To : Chief Executives of all authorized insurers Dear Sirs, United Nations (Anti-Terrorism Measures) Ordinance We are writing to inform you that an updated list of terrorists and terrorist associates...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20180112.pdf -
Date: 2018-01-15