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⏭... Form N2 1 Notification of Appointment of a Licensed Insurance Intermediary to carry on regulated activities in one or more line(s) of business by Appointing Principal(s) Pursuant to Section 64Q of the Insurance Ordinance (Cap. 41) For Official Use C SA LN Check Update Verify Please complete all...
https://www.ia.org.hk/english/infocenter/forms/files/Form_N2_Eng_22Dec2020.pdf -
Date: 2022-05-31
[PDF]
GL3_Appendix_B.pdf
... 指引 3 打擊洗錢 及 恐怖分子資金籌集指引 (適用於經營長期業務或就長期業務提供 意見的獲授權保險人、再保險人、獲委 任保險代理人及獲授權保險經紀) 保險業監管局 2018 年 11 月 目錄 頁數 第 1 章 概覽 ...................................................................................... 1 第 2 章 風險為本方法 ..................................................................... 8 第 3 章 打擊洗錢及...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/GL3_Appendix_B.pdf -
Date: 2019-02-01
[PDF]
Cir_dd_07.07.2021.pdf
... principals to the Insurance Authority (“IA”) We write further to our circular dated 1 April 2021 regarding the CPD compliance reporting procedures for the Combined Assessment Periods of 23 September 2019 to 31 July 2020 (2019/20) and 1 August 2020 to 31 July 2021 (2020/21). Important deadlines By way of...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Cir_dd_07.07.2021.pdf -
Date: 2021-12-10
[PDF]
Cir_dd_07.07.2021.pdf
... principals to the Insurance Authority (“IA”) We write further to our circular dated 1 April 2021 regarding the CPD compliance reporting procedures for the Combined Assessment Periods of 23 September 2019 to 31 July 2020 (2019/20) and 1 August 2020 to 31 July 2021 (2020/21). Important deadlines By way of...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Cir_dd_07.07.2021.pdf -
Date: 2021-09-09
... Explanatory Note on Section 121 of the Insurance Ordinance (Cap. 41) – Non-disclosure requirement in relation to information obtained in the course of inspection, investigation or disciplinary action Insurance Authority June 2020 2 Contents Page 1. Introduction 3 2. Non-disclosure obligations...
https://www.ia.org.hk/english/legislative_framework/files/Explanatory_Note_on_Section_121_of_the_Insurance_Ordinance.pdf -
Date: 2021-10-12
... Explanatory Note on Section 121 of the Insurance Ordinance (Cap. 41) – Non-disclosure requirement in relation to information obtained in the course of inspection, investigation or disciplinary action Insurance Authority June 2020 2 Contents Page 1. Introduction 3 2. Non-disclosure obligations...
https://www.ia.org.hk/english/legislative_framework/files/Explanatory_Note_on_Section_121_of_the_Insurance_Ordinance.pdf -
Date: 2020-07-06
[PDF]
cir_aml_20180531.pdf
... details of which are summarized at the Annex for your attention. Key areas for improvement include:- 1) Senior management oversight; 2) Compliance functions; 3) Customer risk assessment; 4) Customer due diligence process; 5) Screening of Politically Exposed Persons, terrorists and sanction designations; 6...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20180531.pdf -
Date: 2019-02-01
[PDF]
Circular_01042022.pdf
... Circular on the supervisory standards and key requirements on the use of premium financing to take out long term insurance policies /….. 1 April 2022 Our Ref: INS/TEC/9/2/2/26 To: Chief Executives of authorized insurers carrying on long term business and responsible officers of licensed insurance...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_01042022.pdf -
Date: 2022-05-31
... Microsoft Word - Q&A _GN_ ParticipatingPolicies&UniversalLife_Non-Linked (as at 19 May 17).doc ‐ 1 ‐ (as at 19 May 2017) Questions and Answers on ‘Guidance Note on Illustration Document for Participating Policies’ and Guidance Note on Illustration Document for Universal Life (Non‐Linked...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/7.Q_and_A_on_GNs_on_Illustration_Document.pdf -
Date: 2019-12-20