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e-ppt20111230-02.pdf
... believe that any property represents proceeds of drug trafficking or proceeds of indictable offence, AND – Deals with that property • MAX PENALTY: – Fine of HK$ 5,000,000 AND – Imprisonment for 14 years Joint Financial Intelligence Unit Relevant Legislation Legal Obligations to make STR s.25A(1) of DTROP...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20111230-02.pdf -
Date: 2019-11-05
... - 1 - main\jori\14574541_1.docx CIB-GN(13) (Issued on 17 September 2015) Guidance Note on Using Business Names or Brand or Trade Names According to Membership Regulation 3.5, the General Committee is issuing this Guidance Note on Using Business Names or Brand or Trade Names. Definitions...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_CIB_GN13_GN_on_Using_Business_Names_v1_17_09_2015_eg19.pdf -
Date: 2019-12-20
... Microsoft Word - GN9MinimumforILASClientAgreement -1 - CIB-GN(9) (Issued on 22 July 2011) Guidance Note on Client Agreement for Linked Long Term Insurance Business According to Membership Regulation 3.5, the General Committee is issuing this Guidance Note on Client Agreement for Linked Long Term...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_CIB_GN9_GN_on_Client_Agreement_for_LLT_v1_22_7_2011_eg19.pdf -
Date: 2019-12-20
... ................................................................................................... 3 2 DEFINITIONS ......................................................................................................... 4 3 RELEVANT RESPONSIBILITIES OF THE IA UNDER THE MOU ............ 5 4 RELEVANT RESPONSIBILITIES OF THE SFC UNDER THE MOU.......7 5 REFFERALS OF ENFORCEMENT CASES...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/MOU_between_SFC_and_IA_final_28Sep2020.pdf -
Date: 2020-09-28
... ................................................................................................... 3 2 DEFINITIONS ......................................................................................................... 4 3 RELEVANT RESPONSIBILITIES OF THE IA UNDER THE MOU ............ 5 4 RELEVANT RESPONSIBILITIES OF THE SFC UNDER THE MOU.......7 5 REFFERALS OF ENFORCEMENT CASES...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/MOU_between_SFC_and_IA_final_28Sep2020.pdf -
Date: 2021-11-01
... ................................................................................................... 3 2 DEFINITIONS ......................................................................................................... 4 3 RELEVANT RESPONSIBILITIES OF THE IA UNDER THE MOU ............ 5 4 RELEVANT RESPONSIBILITIES OF THE SFC UNDER THE MOU.......7 5 REFFERALS OF ENFORCEMENT CASES...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/MOU_between_SFC_and_IA_final_28Sep2020.pdf -
Date: 2021-09-01
... ...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2a_HKFI_Initiative_on_Needs_Analysis_v2_1_5_2006_20190823.pdf -
Date: 2019-12-20
... ...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_IARB_GN4_GL_on_Misconduct_v2_17_5_1999_20190823.pdf -
Date: 2019-12-20
[PDF]
IA-InvestHK_EN.pdf
... transportation networks Strong cluster of leading legal and accounting services providers World class professional services 1,000+ law firms 5,800 accounting/ tax firms Establishments providing architecture and engineering services, technical testing and analysis3,600 about Business friendly environment One of...
https://www.ia.org.hk/english/infocenter/files/IA-InvestHK_EN.pdf -
Date: 2021-12-14
[PDF]
20180605_STR.pdf
... Flag Indicators u Filing Quality STRs 4 ©Hong Kong Police Force香港警務處版權所有 Joint Financial Intelligence Unit Introduction of JFIU – Our Work 5 • Not an investigative unit • Receive, analyze and disseminate suspicious transaction reports (STRs) • International Cooperation • Policy and Support • Training...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/20180605_STR.pdf -
Date: 2021-11-12