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survey_broker_250418.pdf
... Survey of Insurance Brokers (Template) 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 Complaint means the expression of dissatisfaction, made verbally or in writing, by a client or a potential client of an insurance broker. Completion Instructions Terms and Definitions Client Account means a current or...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/survey_broker_250418.pdf -
Date: 2018-11-30
...一個最高 罰款額，是有關機構所獲取利潤或所避免開支的金額的三 倍。儘管如此，保監局在任何一宗個案中施加的罰款，不一 定會與有關機構所獲取的利潤或所避免的開支掛鈎。 2 2.5. 罰款不應導致有關保險機構陷入財政困難。保監局在考慮這 項因素時，會顧及該機構的規模及財政資源。 2.6. 違規行為愈嚴重，保監局就愈有可能施加罰款，而罰款額也 愈高。保監局在決定違規行為的嚴重程度時，會考慮有關個 案的所有情況及下列因素 (但不限於這些因素)。 (a) 違規行為的性質、嚴重程度及影響，包括： (i) 有關機構是否蓄意或罔顧後果地作出違規行為，或 該違規行為是否因疏忽所致— 純粹因疏忽而引致 的違規行為或只引致...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/20190913_1_Appendix_D.pdf -
Date: 2019-12-24
... 5. Screening of PEPs, Terrorists and Sanction Designations 6. Ongoing Monitoring 7. Suspicious Transaction Reporting 8. Staff/ Insurance Agent Training 4 Presenter Presentation Notes Way Forward • Provide AML/CFT guidance to insurance sector through seminars/briefings and circulars • Assess insurers...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/IA_AML_findings_briefing_20180531.pdf -
Date: 2021-11-12
... 1 Asian Insurance Forum 2019 “Connectivity and Innovation - The Key to Competitiveness and Inclusiveness” 10 December 2019 Welcome Remarks by Dr Moses Cheng Chairman of the Insurance Authority The Honourable Chief Executive, Ms Qiu1, Mr Liu2, Mr Dixon3, Bernard4, K P5, Laurence6, friends...
https://www.ia.org.hk/english/infocenter/files/Asian_Insurance_Forum_2019.pdf -
Date: 2021-12-09
... 1 Asian Insurance Forum 2019 “Connectivity and Innovation - The Key to Competitiveness and Inclusiveness” 10 December 2019 Welcome Remarks by Dr Moses Cheng Chairman of the Insurance Authority The Honourable Chief Executive, Ms Qiu1, Mr Liu2, Mr Dixon3, Bernard4, K P5, Laurence6, friends...
https://www.ia.org.hk/english/infocenter/files/Asian_Insurance_Forum_2019.pdf -
Date: 2021-09-08
... 5. Screening of PEPs, Terrorists and Sanction Designations 6. Ongoing Monitoring 7. Suspicious Transaction Reporting 8. Staff/ Insurance Agent Training 4 Presenter Presentation Notes Way Forward • Provide AML/CFT guidance to insurance sector through seminars/briefings and circulars • Assess insurers...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/IA_AML_findings_briefing_20180531.pdf -
Date: 2022-04-27
... IA.................................................................... 11 2.6. Deadline of submitting Renewal Application ............................................................. 11 3. Change in Particulars .................................................................................................... 12 3 Important: Users shall have basic understanding of...
https://www.ia.org.hk/english/infocenter/forms/files/IIC_User_Guide_Renewal_individuals_May_2022.pdf -
Date: 2022-05-31
... 1 Asian Insurance Forum 2019 “Connectivity and Innovation - The Key to Competitiveness and Inclusiveness” 10 December 2019 Welcome Remarks by Dr Moses Cheng Chairman of the Insurance Authority The Honourable Chief Executive, Ms Qiu1, Mr Liu2, Mr Dixon3, Bernard4, K P5, Laurence6, friends...
https://www.ia.org.hk/english/infocenter/files/Asian_Insurance_Forum_2019.pdf -
Date: 2020-06-12
... 5. Screening of PEPs, Terrorists and Sanction Designations 6. Ongoing Monitoring 7. Suspicious Transaction Reporting 8. Staff/ Insurance Agent Training 4 Presenter Presentation Notes Way Forward • Provide AML/CFT guidance to insurance sector through seminars/briefings and circulars • Assess insurers...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/IA_AML_findings_briefing_20180531.pdf -
Date: 2019-11-05
[PDF]
mu200512.pdf
... SFC UNDER THE MOU...6 6 STATUS OF THE MOU ..............................................................................7 7 FUTURE POLICY DEVELOPMENT.........................................................8 8 CONFIDENTIALITY AND USE OF INFORMATION.............................8 9 CONTACT PERSONS...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mu200512.pdf -
Date: 2020-09-28