... Draft Our Ref: INS/TEC/6/45 4 November 2020 To : Chief Executives / Responsible Officers of all insurance institutions (“IIs”)1 Dear Sirs, Consultation on Legislative Proposals to Enhance Anti-Money Laundering and Counter-Terrorist Financing Regulation in Hong Kong We are writing to inform you...

... details of which are summarized at the Annex for your attention. Key areas for improvement include:- 1) Senior management oversight; 2) Compliance functions; 3) Customer risk assessment; 4) Customer due diligence process; 5) Screening of Politically Exposed Persons, terrorists and sanction designations; 6...

... classes of insurance business applied for been stated in the application form? 2. Have all the questions in the application form been answered? 3. Have all the applicable documents listed in Appendix A been attached to the application? 4. Has the application form been signed by 2 directors and the chief...

... classes of insurance business applied for been stated in the application form? 2. Have all the questions in the application form been answered? 3. Have all the applicable documents listed in Appendix A been attached to the application? 4. Has the application form been signed by 2 directors and the chief...

... classes of insurance business applied for been stated in the application form? 2. Have all the questions in the application form been answered? 3. Have all the applicable documents listed in Appendix A been attached to the application? 4. Has the application form been signed by 2 directors and the chief...

... are its appointed individual insurance agents. 2) The individual insurance agents’ applications will need to be submitted through Insurance Intermediaries Connect, the IA’s e-portal. The main appointing insurer should download the current licensing information and contact details of its agents from...

... to accept other documentary proof:- (1) Utility bills, e.g. water, electricity, gas, telephone (fixed line or mobile), internet, pay TV; (2) Bank statement or credit card statement (online print-outs may be accepted if it is certified by the relevant bank or verifiable online when necessary); (3...

... ban and arms embargo set out in paragraph 1 of Security Council resolution 2368 (2017) adopted under Chapter VII of the Charter of the United Nations. A. Individual associated with ISIL (Da’esh) and Al-Qaida QDi.341 Name: 1: KEVIN 2: JORDAN 3: AXEL 4: GUIAVARCH 3: na 4: na Title: na Designation: na...