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⏭... information on a separate sheet. Name of Applicant Relevant Details 1. Name of the professional, trade or regulatory body 2. Background information 3. Details of the disciplinary sanction (including the date of the decision, sanction and penalty imposed...
https://www.ia.org.hk/english/infocenter/forms/files/FormS4SupplementalForm_InformationonDisciplinaryActionRecord.pdf -
Date: 2019-09-22
[PDF]
cir_aml_20180202_L.pdf
... United Nations Sanctions and Revised Approach on Sanctions-related Notices Update 2 February 2018 Our Ref: INS/TEC/6/45 To : Chief Executives of all authorized insurers carrying on long term business Dear Sirs, United Nations Sanctions and Revised Approach on Sanctions-related Notices Update In...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20180202_L.pdf -
Date: 2019-02-01
... will there be any extension. Q2: Do these new requirements apply to applicants who may undertake fulfilment in Hong Kong but live overseas? A2: Yes, the new requirements apply to all ILAS customers effecting a policy regardless of overseas residency. In particular, there is no exception to the...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1.FAQ_on_Updated_Requirements_Relating_to_Sale_of_ILAS.pdf -
Date: 2019-12-20
[PDF]
GL10.pdf
... GN 10 GL10 GUIDELINE ON THE CORPORATE GOVERNANCE OF AUTHORIZED INSURERS Insurance Authority Contents Page 1. Introduction……………………………………………… 1 2. Interpretation…………………………………………….. 2 3. Application………………..…………………………….... 3 4. Governance Structure………………………….…..……... 4 5. Role and Responsibilities of...
https://www.ia.org.hk/english/supervision/reg_insurers_lloyd/files/GL10.pdf -
Date: 2020-09-07
[PDF]
GL10.pdf
... GN 10 GL10 GUIDELINE ON THE CORPORATE GOVERNANCE OF AUTHORIZED INSURERS Insurance Authority Contents Page 1. Introduction……………………………………………… 1 2. Interpretation…………………………………………….. 2 3. Application………………..…………………………….... 3 4. Governance Structure………………………….…..……... 4 5. Role and Responsibilities of...
https://www.ia.org.hk/english/legislative_framework/files/GL10.pdf -
Date: 2020-09-24
[PDF]
QAs_GL14_2020623.pdf
... as outsourcing. Q2 If a property management company is engaged to provide leasing and maintenance services for an authorized insurer’s investment properties, would such services be regarded as outsourcing? A2 Such service is regarded as portfolio management and falls under “investment management” in...
https://www.ia.org.hk/english/legislative_framework/files/QAs_GL14_2020623.pdf -
Date: 2020-09-24
[PDF]
Circular_24022020.pdf
..., the IA will take into account, amongst other relevant considerations, the impact of the coronavirus situation on the insurance broker to see if the extension is justifiable and may impose any conditions that it considers appropriate. /… - 2 - If you have any question concerning the above, please...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_24022020.pdf -
Date: 2020-06-15
... new regime will expire on 31 July 2020. Under normal circumstances, individual licensees are required to report their CPD compliance no later than 2 months after the expiration of the relevant Assessment Period (i.e. by 30 September 2020). Please refer to the various tables in Annex 3 to GL24 for the...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_28022020_insurers.pdf -
Date: 2020-06-15