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[PDF] GL5.pdf
... to make a formal application to us. The formal application, in the appropriate Form, should be duly signed and sealed as applicable. Any documents submitted in support of the application should be certified by a principal officer of the applicant as true copies of the originals. Decision on the...
https://www.ia.org.hk/english/supervision/reg_insurers_lloyd/files/GL5.pdf - Date: 2020-06-22
... far, has been mainly through the issuance of letters of concern and compliance advice letters in order to raise awareness of the requirements and warn against such contraventions. As we move into our second year, however, and as our enforcement process gains maturity, a gradual stepping up of...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Cir_Brokers_dd_18122020.pdf - Date: 2020-12-21
... intermediaries should also alert customers about their cooling-off rights. Q 3 Paragraph 4.2 of the Guideline sets out the steps in the sale process of an ILAS product in order to achieve the objectives of the Guideline. Can an authorized insurer and licensed insurance intermediary use digital devices in the...
https://www.ia.org.hk/english/legislative_framework/files/Interpretation_Notes.pdf - Date: 2020-09-24
... intermediaries should also alert customers about their cooling-off rights. Q 3 Paragraph 4.2 of the Guideline sets out the steps in the sale process of an ILAS product in order to achieve the objectives of the Guideline. Can an authorized insurer and licensed insurance intermediary use digital devices in the...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GL_26_Interpretation_Notes_Eng.pdf - Date: 2020-06-24
... intermediaries should also alert customers about their cooling-off rights. Q 3 Paragraph 4.2 of the Guideline sets out the steps in the sale process of an ILAS product in order to achieve the objectives of the Guideline. Can an authorized insurer and licensed insurance intermediary use digital devices in the...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Interpretation_Notes.pdf - Date: 2019-11-29
... Replacement (“IFS-PR”) Q14 Can authorized insurers modify the IFS-PR? A14 No. Authorized insurers must adopt the IFS-PR in full and require the licensed insurance intermediaries to explain the relevant implications and associated risks in the IFS-PR to the customer concerned, taking into consideration the...
https://www.ia.org.hk/english/legislative_framework/files/Interpretation_Notes_to_GL27.pdf - Date: 2020-09-24
... Replacement (“IFS-PR”) Q14 Can authorized insurers modify the IFS-PR? A14 No. Authorized insurers must adopt the IFS-PR in full and require the licensed insurance intermediaries to explain the relevant implications and associated risks in the IFS-PR to the customer concerned, taking into consideration the...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Interpretation_Notes_to_GL27.pdf - Date: 2020-12-21
... information about the currently available Qualified CPD Activities? A9: There are 8 types of Qualified CPD Activities which an individual licensee can participate in order to earn CPD hours. The 8 types of Qualified CPD Activities are set out in Annex 1 to GL24. For details of the available Type 1 Qualified...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/FAQ_CPD_12.06.2020rev_Eng.pdf - Date: 2021-12-06
... of Qualified CPD Activities which an individual licensee can participate in order to earn CPD hours. The 8 types of Qualified CPD Activities are set out in Annex 1 to GL24. For details of the available Type 1 Qualified CPD Activities, please refer to the List of Currently Approved Type 1 Qualified...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/FAQ_CPD_12.06.2020rev_Eng.pdf - Date: 2021-05-06
... information about the currently available Qualified CPD Activities? A9: There are 8 types of Qualified CPD Activities which an individual licensee can participate in order to earn CPD hours. The 8 types of Qualified CPD Activities are set out in Annex 1 to GL24. For details of the available Type 1 Qualified...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/FAQ_CPD_12.06.2020rev_Eng.pdf - Date: 2022-05-19