... FORM IA-IB3 1 Form IA-IB3 Application for Authorization of Insurance Broker under Section 69 of the Insurance Ordinance (Cap. 41) Important Notes 1. All Applicants should complete this form. 2. Applicant that is a sole proprietorship should also complete Form IA-IB1 in respect of its sole...

... FORM IA-IB3 1 Form IA-IB3 Application for Authorization of Insurance Broker under Section 69 of the Insurance Ordinance (Cap. 41) Important Notes 1. All Applicants should complete this form. 2. Applicant that is a sole proprietorship should also complete Form IA-IB1 in respect of its sole...

... Appendix B 指 引 3 打擊洗錢 及 恐怖分子資金籌集指引 (適用於經營長期業務或就長期業務提供 意見的獲授權保險人、再保險人、獲委 任保險代理人及獲授權保險經紀) 保險業監管局 20187 年 36 月 目錄 頁數 第1章 概覽 1 第2章 打擊洗錢/恐怖分子資金籌集制度及在香港以外 進行的業務 13 第3章 風險為本的方法 23 第4章 客戶盡職審查 29 第5章 持續監察 107116 第6章 金融制裁及恐怖分子資金籌集 113122 第7章 可疑交易報告 120128 第8章 備存紀錄 156164 第9章 職員培訓 163171 第10章 電傳轉帳 168176 附錄...

... Terminal Dividend 1 5,000 1,000 0 0 1,000 2 10,000 3,000 4,500...

... 表L12 個人人壽業務 Table L12 Individual Life Business 財政年度 保費 保費 保險公司名稱 Name of Insurer 終結日期 Financial Year Ended 保單數目 No. of Policies (年付) Premiums (Annual) (整付) Premiums (Single) 淨負債 Net Liabilities (千元) ($'000) (千元) ($'000) (千元) ($'000) 友邦（香港） AIA (HK) 30-11-17 2,765 3,982 - 45,861 友邦（國際） AIA...

... Mar 2021 revised 2021年3月修訂 Item 項 Section of Insurance Ordinance 保險業條例的條次 Insurance (Prescribed Fees) Regulation (L.N. 57 of 2017) (Cap. 41, section 128(1)) 保險業(訂明費用)規例》 (2017年第57號法律公告) (第41章第128(1)條) Fee $ 費用 $ 1 Section 5H(3)(a) 第5H(3)(a)條 6 2 Section 5H(3)(b) 第5H(3)(b)條 100 3 Section 13A(2)(b...

... distributed to third parties, or used for commercial purposes without the OCI’s prior written consent. Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region 2 Chapter 1 – Overview 1.4: Purposes – a. General background on ML/TF and the applicable legislation b....

... distributed to third parties, or used for commercial purposes without the OCI’s prior written consent. Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region 2 Chapter 1 – Overview 1.4: Purposes – a. General background on ML/TF and the applicable legislation b....

... distributed to third parties, or used for commercial purposes without the OCI’s prior written consent. Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region 2 Chapter 1 – Overview 1.4: Purposes – a. General background on ML/TF and the applicable legislation b....

... (Cap. 615) (“AMLO”)1, 2. The disciplinary action follows an investigation by the IA which discovered the following failures by the Companies, during the period from January 2015 to October 2017: The Companies failed to maintain effective procedures to determine...