.../FAQ_CPD_12.06.2020rev_Eng.pdf https://www.ia.org.hk/tc/supervision/reg_ins_intermediaries/files/FAQ_CPD_Chi.pdf - 2 - For further details on the proposed penalties for non-compliance of the CPD requirements, please refer to the CPD Penalty Framework. Yours faithfully, Peter Gregoire Head of Market Conduct General Counsel...

... making available funds or other financial assets or economic resources to certain persons or entities, or dealing with funds or other financial assets or economic resources of certain persons or entities, except with a licence. (2) United Nations Sanctions (South Sudan) Regulation 2017 The United Nations...

... before taking out an ILAS product"  What am I buying?  我付出的錢用來買甚麼? Bullet point 2 –  第二點– Part of the premiums are allocated to a policy account, the value of  which will be determined by reference to the value of the selected  investment  options,;  the  remaining  part  will  pay  the  cost  of...

... ban and arms embargo set out in paragraph 1 of Security Council resolution 2368 (2017) adopted under Chapter VII of the Charter of the United Nations. A. Individual associated with ISIL (Da’esh) and Al-Qaida QDi.341 Name: 1: KEVIN 2: JORDAN 3: AXEL 4: GUIAVARCH 3: na 4: na Title: na Designation: na...

... Mutual Evaluation Report of Hong Kong Dickson Chui – Senior Manager Steven Ho – Manager Market Conduct Division 21 October 2019 Mutual Evaluation Report of Hong Kong Agenda FATF/APG1 Mutual Evaluation2 Insurance Authority 3 Private Sector4 Recommended Action5 What is FATF? • Financial Action Task...

... Mutual Evaluation Report of Hong Kong Dickson Chui – Senior Manager Steven Ho – Manager Market Conduct Division 21 October 2019 Mutual Evaluation Report of Hong Kong Agenda FATF/APG1 Mutual Evaluation2 Insurance Authority 3 Private Sector4 Recommended Action5 What is FATF? • Financial Action Task...

... Mutual Evaluation Report of Hong Kong Dickson Chui – Senior Manager Steven Ho – Manager Market Conduct Division 21 October 2019 Mutual Evaluation Report of Hong Kong Agenda FATF/APG1 Mutual Evaluation2 Insurance Authority 3 Private Sector4 Recommended Action5 What is FATF? • Financial Action Task...

... - 1 - CIB-GN(12) (issued on 18 December 2014, effective from 1 January 2015) Guidance Note on Product Recommendation for Long Term Insurance Business (Including Linked Long Term Insurance) According to Membership Regulation 3.5, the General Committee is issuing this Guidance Note on Product...

.../high-risk-and-other-monitored-jurisdictions/documents/public-statement-june-2019.html - 2 - You should give special attention to business relationships and transactions with the DPRK, including DPRK companies, financial institutions and those acting on their behalf, and subject them to increased scrutiny and enhanced due diligence. In...

... the Pillar 1 (quantitative assessment) and Pillar 3 (disclosure) requirements and related matters under the Risk-based Capital regime and empowers the Insurance Authority (“IA”) to prescribe detailed requirements by way of subsidiary legislation.  Among other things, it also adjusts...