... (Cap. 615) (“AMLO”)1, 2. The disciplinary action follows an investigation by the IA which discovered the following failures by the Companies, during the period from January 2015 to October 2017: The Companies failed to maintain effective procedures to determine...

... 2014 respectively pertaining to the Sale of Investment Linked Assurance Scheme (“ILAS”) issued by the Life Insurance Council of the Hong Kong Federation of Insurers (“HKFI”). The Insurance Authority considers it necessary for these requirements to be enhanced to protect further ILAS customers. 2...

... 09 Annex K specification version 2.0 10 Example of upload Annex K by HKD (csv format, pls. use notepad to open it) 11 Example of upload Annex K by USD (csv format, pls. use notepad to open it...

... Episode 2: The Trap Episode 3: The Choice Radio segments (Cantonese only) 30-second radio sound clip Episode 1: What is a participating policy Episode 2: How to choose a participating policy Episode 3...

... 2aml_tec-6-45_CE_20171006 _with letterhead_.pdf 6 October 2017 Direct line: 2153 2181 Our Ref: INS/TEC/6/45 To : Chief Executives of all authorized insurers Dear Sirs, United Nations (Anti-Terrorism Measures) Ordinance United Nations Sanctions (Libya) Regulation 2011 (Amendment) Regulation 2017 We...

... insurance business in Hong Kong. The Task Force has identified a number of remedial proposals which require the efforts of various parties, either individually or collectively. On the part of the insurance industry, the Task Force issued a Code of 2 Best Practice for EC Insurers on 1 November 2001. The Code...

... insurance business in Hong Kong. The Task Force has identified a number of remedial proposals which require the efforts of various parties, either individually or collectively. On the part of the insurance industry, the Task Force issued a Code of 2 Best Practice for EC Insurers on 1 November 2001. The Code...

... insurance business in Hong Kong. The Task Force has identified a number of remedial proposals which require the efforts of various parties, either individually or collectively. On the part of the insurance industry, the Task Force issued a Code of 2 Best Practice for EC Insurers on 1 November 2001. The Code...

... insurance business in Hong Kong. The Task Force has identified a number of remedial proposals which require the efforts of various parties, either individually or collectively. On the part of the insurance industry, the Task Force issued a Code of 2 Best Practice for EC Insurers on 1 November 2001. The Code...

... Explanatory Note on Licensing Requirements for Employees of Authorized Insurers Explanatory Note on Licensing Requirements for Employees of Authorized Insurers under Regulatory Regime for Insurance Intermediaries Insurance Authority November 2018 2 Contents 1. Introduction 2. General Description...