... is an organization): Contact Details: Question 1 Do you agree that the existing framework in relation to the maximum number of authorized insurers (including Lloyd’s) by which an individual insurance agent or an insurance agency can be appointed, should be retained? Question 2 Do you agree that the...

... review reveals any suspicious accounts, transactions or dealings, you should promptly notify the Joint Financial Intelligence Unit. /… http://www.gld.gov.hk/egazette/ - 2 - Should you have any enquiries on the above, please contact Ms Cindy Leung at 2153 2756 or Miss Jasmine Lee at 2153 2748. Yours...

..., suppliers, etc.) to report any fraud, misconduct, malpractice or irregularity within the IA. 2. Purpose 2.1 This policy aims to provide reporting channels and guidance on reporting suspected fraud, misconduct, malpractice or irregularity and reassurance to persons reporting his or her concerns under this...

... details of which are summarized at the Annex for your attention. Key areas for improvement include:- 1) Senior management oversight; 2) Compliance functions; 3) Customer risk assessment; 4) Customer due diligence process; 5) Screening of Politically Exposed Persons, terrorists and sanction designations; 6...

... remain closed to the general public next week (10 to 16 February) to reduce the risk of virus spreading. IA will provide public services at a limited scale. The enquiry and complaint hotline will operate from 11am to 1pm and 2 to 4pm on weekdays, while handling of email for enquiries and complaints will...

... office will remain closed to the general public next week (17 to 23 February) to reduce the risk of virus spreading. IA will provide public services at a limited scale. The enquiry and complaint hotline will operate from 11am to 1pm and 2 to 4pm on weekdays, while handling of email for enquiries and...

... regulatory or non-regulatory duties and assignments of IA. 2. Cross Division Exposure Trainees will gain exposure to various functions through Learning & Development activities. 3. Professional Training...

... Financing Seminars 2018 2 May 2018 Hong Kong’s Money Laundering and Terrorist Financing Risk Assessment Report 20 April 2018 United Nations Sanctions (Somalia) (Amendment) Regulation 2018 L.N.66 of 2018...

... Management Centre 2 HK Specialty Risks consortium Tax Relief ILS P&I Tax Relief Captive Domicile Risk Management Centre Re/insurance Hub ASHK 4th GENERAL INSURANCE SEMINAR Platinum Sponsor: Gold Sponsors: 3 Re/insurance Hub and Risk Management Centre Development 2018 Reinsurance & Captive • Equivalent...

... Management Centre 2 HK Specialty Risks consortium Tax Relief ILS P&I Tax Relief Captive Domicile Risk Management Centre Re/insurance Hub ASHK 4th GENERAL INSURANCE SEMINAR Platinum Sponsor: Gold Sponsors: 3 Re/insurance Hub and Risk Management Centre Development 2018 Reinsurance & Captive • Equivalent...