... • Circular issued on 11 Oct 2017 • Address information required without the need to obtain documentary evidence with immediate effectdocumentary evidence with immediate effect • Absence of verification of address regarded as justified under paragraph 1.7 of GL3 • Gazetted on 23 June 2017 • Introduced into...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/ppt20171122-1.pdf -
Date: 2019-11-05
...香港 TPLHK 31-12-17 - - - - 安達人壽 Chubb Life 31-12-17 92 62 3,116 7,545 信諾環球人壽 CIGNA Worldwide Life 31-12-17 146 - 3,449 - Desjardins Financial Security Desjardins Financial Security 31-12-17 - - - - 英國友誠國際 Friends Provident Int'l 31-12-17 1 43 25 221,626 富通保險 FTLife 31-12-17 3,152 88 222,127 62,776 香港...
https://www.ia.org.hk/english/infocenter/statistics/files/Table-L15_2017.pdf -
Date: 2019-08-19
... Microsoft Word - GN9MinimumforILASClientAgreement -1 - CIB-GN(9) (Issued on 22 July 2011) Guidance Note on Client Agreement for Linked Long Term Insurance Business According to Membership Regulation 3.5, the General Committee is issuing this Guidance Note on Client Agreement for Linked Long Term...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_CIB_GN9_GN_on_Client_Agreement_for_LLT_v1_22_7_2011_eg19.pdf -
Date: 2019-12-20
... Microsoft Word - GN1AdditionalReportingRequirementofPII _revised on 10Jun09_ CIB-GN(1) (Issued on 7 March 2007) (Revised on 10 June 2009) Guidance Note on Annual Certification for Adequate Professional Indemnity Insurance According to Membership Regulation 3.5, the General Committee is issuing...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_GN_on_An_Cert_for_Prof_Ind_v2_10_6_2009_eg19.pdf -
Date: 2019-12-20
... information as below. Other Appointing Principal 1 Reference No. Name Other Appointing Principal 2 Reference No. Name Other Appointing Principal 3 Reference No. Name II. Type of Notification † Type of Notification Section to be Completed □ Termination of Appointment of Responsible Officer (Not applicable to...
https://www.ia.org.hk/english/infocenter/forms/files/Form_N1.pdf -
Date: 2022-01-06
... information as below. Other Appointing Principal 1 Reference No. Name Other Appointing Principal 2 Reference No. Name Other Appointing Principal 3 Reference No. Name II. Type of Notification † Type of Notification Section to be Completed □ Termination of Appointment of Responsible Officer (Not applicable to...
https://www.ia.org.hk/english/infocenter/forms/files/Form_N1_Oct19.pdf -
Date: 2022-01-06
... information as below. Other Appointing Principal 1 Reference No. Name Other Appointing Principal 2 Reference No. Name Other Appointing Principal 3 Reference No. Name II. Type of Notification † Type of Notification Section to be Completed □ Termination of Appointment of Responsible Officer (Not applicable to...
https://www.ia.org.hk/english/infocenter/forms/files/Form_N1.pdf -
Date: 2022-05-31
... information as below. Other Appointing Principal 1 Reference No. Name Other Appointing Principal 2 Reference No. Name Other Appointing Principal 3 Reference No. Name II. Type of Notification † Type of Notification Section to be Completed □ Termination of Appointment of Responsible Officer (Not applicable to...
https://www.ia.org.hk/english/infocenter/forms/files/Form_N1_Oct19.pdf -
Date: 2022-05-31
... information as below. Other Appointing Principal 1 Reference No. Name Other Appointing Principal 2 Reference No. Name Other Appointing Principal 3 Reference No. Name II. Type of Notification † Type of Notification Section to be Completed □ Termination of Appointment of Responsible Officer (Not applicable to...
https://www.ia.org.hk/english/infocenter/forms/files/Form_N1.pdf -
Date: 2020-06-24
... information as below. Other Appointing Principal 1 Reference No. Name Other Appointing Principal 2 Reference No. Name Other Appointing Principal 3 Reference No. Name II. Type of Notification † Type of Notification Section to be Completed □ Termination of Appointment of Responsible Officer (Not applicable to...
https://www.ia.org.hk/english/infocenter/forms/files/Form_N1_Oct19.pdf -
Date: 2020-06-24