Filter
Year
Content Type
File Type
Search Results
⏮
⏴
⏵
⏭[PDF]
ppt20161201-1.pdf
... Transactions – Transaction Monitoring 4 What is Transaction Monitoring? Usual - Unusual Financial - Non-Financial Insurer - Intermediary 5 5 What is Unusual/Suspicious? • External reference – Guideline on Anti-Money Laundering and Counter- Terrorist Financing (GN3) – Feedback reports by JFIU – FATF/APGML/IAIS...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/ppt20161201-1.pdf -
Date: 2019-11-05
[PDF]
rbc_consultation_faq.pdf
..., the level of risk to which an insurer is exposed will be taken into account when determining its capital requirement. Q5 What are the three Pillars under the RBC framework ? A5 An RBC framework covers three major areas, known as the Three Pillars. Pillar 1 consists of the quantitative requirements...
https://www.ia.org.hk/english/infocenter/files/rbc_consultation_faq.pdf -
Date: 2019-09-03
... “cooling-off period”2 and obtain a full refund of the insurance premium (less a market value adjustment where applicable). 5. You should beware that licensed insurance intermediary may have a conflict of interests in persuading you to replace your existing policy. You should, apart from listening to the advice...
https://www.ia.org.hk/english/infocenter/files/Life_Insurance_Policy_e_Jun_2021.pdf -
Date: 2021-12-14
... under the C-ROSS II • 14th 5 Year Plan: HK as risk management center and an integrated processional services platform 2021 National Policy Alignment ASHK 4th GENERAL INSURANCE SEMINAR Platinum Sponsor: Gold Sponsors: Risk Management 4 Risk management • Vital role given the complex BRI risk profile....
https://www.ia.org.hk/english/infocenter/files/ASHK_4th_General_Insurance_Virtual_Seminar.pdf -
Date: 2021-12-09
... under the C-ROSS II • 14th 5 Year Plan: HK as risk management center and an integrated processional services platform 2021 National Policy Alignment ASHK 4th GENERAL INSURANCE SEMINAR Platinum Sponsor: Gold Sponsors: Risk Management 4 Risk management • Vital role given the complex BRI risk profile....
https://www.ia.org.hk/english/infocenter/files/ASHK_4th_General_Insurance_Virtual_Seminar.pdf -
Date: 2021-09-08
... premiums will decline by 3 0.1%, while total sum of related claims could eventually balloon to a mind- boggling US$100 billion. The insurance industry in Hong Kong is not immune, with latest statistics showing that premium growth for the first three quarters of 2020 had slowed down to 5.5%. New business...
https://www.ia.org.hk/english/infocenter/files/Asian_Insurance_Forum_2020.pdf -
Date: 2021-09-08
... “cooling-off period”2 and obtain a full refund of the insurance premium (less a market value adjustment where applicable). 5. You should beware that licensed insurance intermediary may have a conflict of interests in persuading you to replace your existing policy. You should, apart from listening to the advice...
https://www.ia.org.hk/english/infocenter/files/Life_Insurance_Policy_e_Jun_2021.pdf -
Date: 2022-05-24
[PDF]
GL3A_Appendix_B.pdf
...”)違反條例第 5(11)條所界定的指明條 文，保監局可以只施加罰款，也可同時向該保險機構施加其 他紀律制裁。 1.2. 本指引載述保監局擬採用何種方式行使條例第 21(2)(c)條所 提述的施加罰款權力，而保監局在行使該權力時，必須考慮 指引的內容。 2. 保險業監管局行使施加罰款權力時的考慮因素 2.1. 按照目前的政策，保監局通常會把所有施加罰款的決定公布 周知。 2.2. 保監局在斟酌是否施加罰款和罰款金額時，會考慮有關個案 的所有情況，包括下文所述的相關因素。 2.3. 保監局所施加的罰款應能遏止有關保險機構違反條例第 5(11) 條所界定的指明條文。罰款也應發揮以儆效尤的作用，阻嚇 其他...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/GL3A_Appendix_B.pdf -
Date: 2019-02-01