... on. In considering the adequacy of reinsurance arrangements of an insurer, the IA will take into account the following factors:    the type of treaties;    the maximum retention of the insurer;    the security of the reinsurers; and    the spread of risks among participating reinsurers....

... on. In considering the adequacy of reinsurance arrangements of an insurer, the IA will take into account the following factors:    the type of treaties;    the maximum retention of the insurer;    the security of the reinsurers; and    the spread of risks among participating reinsurers....

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...: Off Check Box22: Off Check Box23: Off Check Box24: Off Check Box25: Off Check Box26: Off Check Box27: Off Check Box28: Off Check Box29: Off Check Box30: Off Check Box31: Off Check Box32: Off Check Box33: Off Check Box34: Off Check Box35: Off Check Box36: Off Check Box37: Off Check Box38: Off Check...

...) highlight the type of problems which can arise when a policyholder pays premium to an individual insurance agent, rather than making payment directly to the insurer. These types of problems are illustrated below: As stated in the Code of Conduct for Licensed Insurance Agents, a licensed individual insurance...

...) highlight the type of problems which can arise when a policyholder pays premium to an individual insurance agent, rather than making payment directly to the insurer. These types of problems are illustrated below: As stated in the Code of Conduct for Licensed Insurance Agents, a licensed individual insurance...

... 例》及《聯合國 (反恐怖主義措施 )條例》，任何人如知 悉或懷疑任何財產是直接或間接代表任何人的販毒或可 公訴罪行的得益、曾在與販毒或可公訴罪行有關的情況 下使用、或擬在與販毒或可公訴罪行有關的情況下使 用，或為恐怖分子財產，而未能在合理範圍內盡快作出 披露，即屬犯罪。如犯此罪，一經定罪，最高刑罰為監 禁 3 個月及罰款 50,000 元。 《販毒(追討得益 ) 條例》及《有組 織及嚴重罪行條 例》第 25A 條， 《聯合國 (反恐怖 主義措施 )條例》 第 12 及 14 條 1.30 根據《販毒 (追討得益 )條例》、《有組織及嚴重罪行條 例》及《聯合國 (反恐怖主義措施 )條例》，「通風...

... Corruption Perceptions Index ，以評估哪些國家最容易涉及貪污情況)。 有效管控 2.9 為確保適當執行該等政策及程序，金融機構應制訂有效管控措 施，涵蓋範疇包括： (a) 高級管理層的監督； (b) 委任一名合規主任及一名洗錢報告主任4； (c) 合規及審核職能；及 (d) 職員甄選及培訓5。 高級管理層的監督 4 洗錢報告主任的職責及職能詳載於第7.19-7.30段。就某些金融機構而言，合規主任及洗錢報 告主任的職能可由同一職員履行。 5 有關職員培訓的其他導引，請參閱第9章。 17 2.10 任何金融機構的高級管理層都有責任有效管理業務；就打擊洗 錢/恐怖分子資金籌集而言，這包括...

... monitor and maintain records of who and when have been trained and the type of the training provided. Annex Page 8 of 11 Section C: The performance requirements as defined under section 34E of the Mandatory Provident Fund Schemes Ordinance (Cap. 485) C1 Compliance regarding Registration Requirements Under...

... have now been formed and the first disciplinary cases are currently under consideration. Representation of Information 16% Claims 17% Conduct 30% Business or Operations 18% Services 15% Insurance Intermediary against Insurer 3% Others 1% Total: 1,494 Representation of Information 16% Claims 18% Conduct...