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⏭...) - Subject to approval by the Legislative Council Codes and Guidelines (Not subsidiary legislation) Main Progress in Implementation Rules, Codes and Guidelines 11 Working Group on Direct Licensing Regime for Insurance Intermediaries Discussion Group (Insurance Agents) Discussion Group (Insurance Brokers...
https://www.ia.org.hk/english/infocenter/files/VTC_Insurance_Summit_Ms_Peggy_Fu.pdf -
Date: 2020-06-12
[PDF]
FTAHK.pdf
... PowerPoint Presentation How Next Generation Agents and Brokers can capture the InsurTech opportunity? Insurance Authority Lapman Lee May 2019 Copyright © 2019 Deloitte Development LLC. All rights reserved.2 THE NEW CHANGE AGENTS Demographic Shifts as our population evolves, it becomes more diverse...
https://www.ia.org.hk/english/aboutus/task_force/activities_meetings/files/FTAHK.pdf -
Date: 2019-06-06
[PDF]
POI.pdf
... poi Number of Authorized Pure Pure Insurers Long Term General Composite Special Purpose Belgium 1 - 1 - - Bermuda 12 8 2 2 - Canada 3 3 - - - China 2 1 1 - - Hong Kong, China 97 26 59 10 2 France 2 - 2 - - Germany 5 - 2 3 - Guernsey 1 1 - - - India 1 - 1 - - Ireland, Republic of 2 - 1 1 - Isle of...
https://www.ia.org.hk/english/infocenter/statistics/files/POI.pdf -
Date: 2022-05-06
[HTML]
Transitional Arrangement
... September 2019 (for example cases that came to light after 23 September 2019) with reference to the applicable rules that would have applied to the case had it been handled by the SRO concerned. In the above circumstances, pursuant to section 113 of Part 6 of Schedule 11 to the Insurance...
https://www.ia.org.hk/english/enforcement/transitional_arrangement/index.html -
Date: 2019-09-22
... Officer (namely, ____________________________), who is at the management level of our company, has been appointed by the senior management and has been carrying out the functions in accordance with the Guideline; 2 A Money Laundering Reporting Officer (namely, ______________________), who is a senior...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/4_Annual_AML_Compliance_Certificate_2_May_2019_eg19.pdf -
Date: 2019-12-20
... Consultation Conclusions on the Draft Code of Conduct for Licensed Insurance Brokers September 2019 Consultation Conclusions on the Draft Code of Conduct for Licensed Insurance Brokers 1 Contents Introduction 2 Feedback Received and Insurance Authority’s Response 3 Conclusions and Next Steps 26...
https://www.ia.org.hk/english/infocenter/files/Consultation_Conclusions_Brokers_Code_Eng.pdf -
Date: 2019-09-03
... Consultation Conclusions on the Draft Code of Conduct for Licensed Insurance Brokers September 2019 Consultation Conclusions on the Draft Code of Conduct for Licensed Insurance Brokers 1 Contents Introduction 2 Feedback Received and Insurance Authority’s Response 3 Conclusions and Next Steps 26...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Consultation_Conclusions_Brokers_Code_Eng.pdf -
Date: 2019-09-10
[PDF]
poi.pdf
... poi Number of Authorized Pure Pure Insurers Long Term General Composite Special Purpose Belgium 1 - 1 - - Bermuda 12 8 2 2 - Canada 3 3 - - - China 2 1 1 - - Hong Kong, China 97 26 60 10 1 France 2 - 2 - - Germany 5 - 2 3 - Guernsey 1 1 - - - India 1 - 1 - - Ireland, Republic of 2 - 1 1 - Isle of...
https://www.ia.org.hk/english/infocenter/statistics/files/poi.pdf -
Date: 2021-09-03
... financial regulators. 1. † Has the Individual ever been registered with the Mandatory Provident Fund Schemes Authority (“MPFA”)? ☐ Yes (If Yes, please provide your MPF registration no.:___________________) ☐ No 2. † Has the Individual ever been licensed by the Securities and Futures Commission (“SFC...
https://www.ia.org.hk/english/infocenter/forms/files/Form_S5_Eng_June_2021.pdf -
Date: 2022-01-06
... financial regulators. 1. † Has the Individual ever been registered with the Mandatory Provident Fund Schemes Authority (“MPFA”)? ☐ Yes (If Yes, please provide your MPF registration no.:___________________) ☐ No 2. † Has the Individual ever been licensed by the Securities and Futures Commission (“SFC...
https://www.ia.org.hk/english/infocenter/forms/files/Form_S5_Eng_June_2021.pdf -
Date: 2022-05-31