Filter
Year
Content Type
File Type
Search Results
⏮
⏴
⏵
⏭... one special character such as @, #, ! etc; alpha character and numeric character. First Time Activation of Your LISA Account Step 5: • Once you have completed the account initialization step, you’re prompted to login the LISA system again with your newly created password and the 6-digit code shown in...
https://www.ia.org.hk/english/portal_for_insurers/lisa/files/first_time_activation_of_your_LISA_account.pdf -
Date: 2019-10-23
[PDF]
Broker_Code_Eng.pdf
... Principle 3 - Exercising Care, Skill and Diligence IV. General Principle 4 - Competence to Advise V. General Principle 5 - Disclosure of Information VI. General Principle 6 - Suitability of Advice VII. General Principle 7 - Conflicts of Interest VIII. General Principle 8 - Client Assets IX. Corporate...
https://www.ia.org.hk/english/legislative_framework/files/Broker_Code_Eng.pdf -
Date: 2020-06-01
... Principle 3 - Exercising Care, Skill and Diligence IV. General Principle 4 - Competence to Advise V. General Principle 5 - Disclosure of Information VI. General Principle 6 - Suitability of Advice VII. General Principle 7 - Conflicts of Interest VIII. General Principle 8 - Client Assets IX. Corporate...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/CodeofConductforLicensedInsuranceBrokers.pdf -
Date: 2020-06-24
[PDF]
Broker_Code_Eng.pdf
... Principle 3 - Exercising Care, Skill and Diligence IV. General Principle 4 - Competence to Advise V. General Principle 5 - Disclosure of Information VI. General Principle 6 - Suitability of Advice VII. General Principle 7 - Conflicts of Interest VIII. General Principle 8 - Client Assets IX. Corporate...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Broker_Code_Eng.pdf -
Date: 2019-09-10
... Power to Impose a Pecuniary Penalty …………………....………………………… 2 4. Commencement ………………………………………………... 5 1 1. Introduction 1.1. This Guideline is made pursuant to section 83 of the Insurance Ordinance (Cap. 41) (“the Ordinance”). 1.2. Pursuant to section 81(1) of the Ordinance, the Insurance Authority (“the...
https://www.ia.org.hk/english/legislative_framework/files/Guideline_on_Pecuniary_Penalty_English.pdf -
Date: 2020-09-24
... Power to Impose a Pecuniary Penalty …………………....………………………… 2 4. Commencement ………………………………………………... 5 1 1. Introduction 1.1. This Guideline is made pursuant to section 83 of the Insurance Ordinance (Cap. 41) (“the Ordinance”). 1.2. Pursuant to section 81(1) of the Ordinance, the Insurance Authority (“the...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonExercisingPowertoImposePecuniaryPenaltyinRespectofRegulatedPersonsundertheInsuranceOrdinance.pdf -
Date: 2020-06-24
... Power to Impose a Pecuniary Penalty …………………....………………………… 2 4. Commencement ………………………………………………... 5 1 1. Introduction 1.1. This Guideline is made pursuant to section 83 of the Insurance Ordinance (Cap. 41) (“the Ordinance”). 1.2. Pursuant to section 81(1) of the Ordinance, the Insurance Authority (“the...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonExercisingPowertoImposePecuniaryPenaltyinRespectofRegulatedPersonsundertheInsuranceOrdinance_Brokers.pdf -
Date: 2020-06-24
... when submitting the insurance broker company licence application. Checklist of Documents for Insurance Broker Company Licence Application A5 Application for Insurance Agency Licence...
https://www.ia.org.hk/english/infocenter/forms/intermediaries.html -
Date: 2023-11-08