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https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/3a_CIB_Membership_Regulations_and_Code_of_Conduct_v3_26_10_1995_eg19.pdf -
Date: 2019-12-20
... Securities and Futures Commission (“SFC”)? ☐ Yes (If Yes, please provide your SFC licence no.: ___________________) ☐ No 3. † Have you ever been registered with the Hong Kong Monetary Authority (“HKMA”)? ☐ Yes (If Yes, please provide your HKMA registration no.: ______________) ☐ No 4. † Have you ever been...
https://www.ia.org.hk/english/infocenter/forms/files/Broker_Company_Application_Form_A4.pdf -
Date: 2022-01-06
... Securities and Futures Commission (“SFC”)? ☐ Yes (If Yes, please provide your SFC licence no.: ___________________) ☐ No 3. † Have you ever been registered with the Hong Kong Monetary Authority (“HKMA”)? ☐ Yes (If Yes, please provide your HKMA registration no.: ______________) ☐ No 4. † Have you ever been...
https://www.ia.org.hk/english/infocenter/forms/files/Broker_Company_Application_Form_A4.pdf -
Date: 2022-05-31
... Securities and Futures Commission (“SFC”)? ☐ Yes (If Yes, please provide your SFC licence no.: ___________________) ☐ No 3. † Have you ever been registered with the Hong Kong Monetary Authority (“HKMA”)? ☐ Yes (If Yes, please provide your HKMA registration no.: ______________) ☐ No 4. † Have you ever been...
https://www.ia.org.hk/english/infocenter/forms/files/Broker_Company_Application_Form_A4.pdf -
Date: 2020-06-24
... shall have a paid up share capital of not less than HK$100,000 and a net asset value of not less than HK$100,000; (f) it shall maintain adequate accounting records to reflect the transactions of its business; 3 (g) it shall maintain a professional indemnity insurance policy with a minimum limit of...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/6_PIBA_Membership_Regulations_v6_1_2_2015_eg19.pdf -
Date: 2019-12-20
[PDF]
ppt20161201-1.pdf
... These materials may not be reproduced for or distributed to third parties, or used for commercial purposes without the OCI’s prior written consent. 2 2 Ongoing Monitoring 3 Customer Due Diligence Ongoing Monitoring 3 Ongoing Monitoring 4 Customer’s Identities – up-to-date and relevant Customer’s...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/ppt20161201-1.pdf -
Date: 2021-11-12
[PDF]
ppt20161201-1.pdf
... These materials may not be reproduced for or distributed to third parties, or used for commercial purposes without the OCI’s prior written consent. 2 2 Ongoing Monitoring 3 Customer Due Diligence Ongoing Monitoring 3 Ongoing Monitoring 4 Customer’s Identities – up-to-date and relevant Customer’s...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/ppt20161201-1.pdf -
Date: 2022-04-27
[PDF]
ppt20161201-1.pdf
... These materials may not be reproduced for or distributed to third parties, or used for commercial purposes without the OCI’s prior written consent. 2 2 Ongoing Monitoring 3 Customer Due Diligence Ongoing Monitoring 3 Ongoing Monitoring 4 Customer’s Identities – up-to-date and relevant Customer’s...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/ppt20161201-1.pdf -
Date: 2019-11-05
[PDF]
ilens14-p4.pdf
... 3rd Joint Meeting of the I n s u r a n c e R e g u l a t o r s o f Guangzhou, Hong Kong, Macau and Shenzhen �� !"#$%�� !"#� �� !"# � �� !"#$ 10 � 1 � 3 � �� !"#$%&'()*+ �� !�� !"#$%&'()* �� !"#$%&�� !"#$% O n 15 August 2003, the 3rd JointMeeting was held in Shenzhen. Mr. Li Kemu, Vice Chairman of the...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/ilens14-p4.pdf -
Date: 2020-09-28
[PDF]
ilens14-p4.pdf
... 3rd Joint Meeting of the I n s u r a n c e R e g u l a t o r s o f Guangzhou, Hong Kong, Macau and Shenzhen �� !"#$%�� !"#� �� !"# � �� !"#$ 10 � 1 � 3 � �� !"#$%&'()*+ �� !�� !"#$%&'()* �� !"#$%&�� !"#$% O n 15 August 2003, the 3rd JointMeeting was held in Shenzhen. Mr. Li Kemu, Vice Chairman of the...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/ilens14-p4.pdf -
Date: 2021-11-01