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⏭... date indicated above. Exemption to Deemed Licensees We would also draw your attention to Annex 2 to the Guideline on “Fit and Proper” Criteria for Licensed Insurance Intermediaries under the Insurance Ordinance (GL23). This exempts a deemed licensee from the new education requirement set out under...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_Cut-off_dates_for_deemed_licensee_applications_20220321_ENG.pdf -
Date: 2022-05-31
... www.hkma.gov.hk ABOUT SECURITIES & FUTURES COMMISSION The Securities and Futures Commission (SFC) is an independent statutory body set up in 1989 to regulate Hong Kong's securities and futures markets. As a financial regulator in an international financial centre, the SFC strives to strengthen and protect the...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/HongKongFintechWeek2020.pdf -
Date: 2020-12-21
... also incentivise insurers to enhance their risk management culture, thereby instiling market stability.” The RBC regime comprises three pillars: Pillar 1 on quantitative assessment, Pillar 2 on corporate governance and risk management and Pillar 3 on disclosure requirements. The Bill...
https://www.ia.org.hk/english/infocenter/press_releases/20230406.html -
Date: 2023-04-17
[PDF]
N3_Eng_May_2022.pdf
...) ________________________________________________________________________________________ For Official Use LN Update Verify ______ Please complete all items in BLOCK LETTERS. All amendments must be signed by the licensed Insurance Intermediary and original signed copy should be submitted. † Please tick the appropriate box. Version: May 2022 1 Form N3 I. Particulars of Licensed Insurance...
https://www.ia.org.hk/english/infocenter/forms/files/N3_Eng_May_2022.pdf -
Date: 2022-05-31
... Page 1 of 2 Practice Note supplementing Standard and Practice 7.1 of the Code of Conduct for Licensed Insurance Brokers in relation to Disclosure Requirements for Remuneration received by a Licensed Insurance Broker Company from an Insurer A. Introduction 1. Standard and Practice 7.1 of the Code...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Practice_note_on_Remuneration_Disclosure.pdf -
Date: 2020-06-15
... Page 1 of 2 Practice Note supplementing Standard and Practice 7.1 of the Code of Conduct for Licensed Insurance Brokers in relation to Disclosure Requirements for Remuneration received by a Licensed Insurance Broker Company from an Insurer A. Introduction 1. Standard and Practice 7.1 of the Code...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Practice_note_on_Remuneration_Disclosure.pdf -
Date: 2020-12-21
... † Please tick the appropriate box. Version: September 2019 1 Form S1 Insurance Intermediary Licence Applicant/Licensee/ Related Person1 of Licence Applicant/Licensee Information on Other Licence(s) Granted by Financial Regulators/ Self-Regulatory Organizations for Insurance Intermediaries Please...
https://www.ia.org.hk/english/infocenter/forms/files/Supplemental_form_Registration_Licence_Record.pdf -
Date: 2022-01-06
... † Please tick the appropriate box. Version: September 2019 1 Form S1 Insurance Intermediary Licence Applicant/Licensee/ Related Person1 of Licence Applicant/Licensee Information on Other Licence(s) Granted by Financial Regulators/ Self-Regulatory Organizations for Insurance Intermediaries Please...
https://www.ia.org.hk/english/infocenter/forms/files/Supplemental_Form_Registration_or_Licence_Record_with_other_Licence.pdf -
Date: 2022-01-06
... † Please tick the appropriate box. Version: September 2019 1 Form S1 Insurance Intermediary Licence Applicant/Licensee/ Related Person1 of Licence Applicant/Licensee Information on Other Licence(s) Granted by Financial Regulators/ Self-Regulatory Organizations for Insurance Intermediaries Please...
https://www.ia.org.hk/english/infocenter/forms/files/Supplemental_Form_Registration_or_Licence_Record_with_other_licences.pdf -
Date: 2022-01-06
... † Please tick the appropriate box. Version: September 2019 1 Form S1 Insurance Intermediary Licence Applicant/Licensee/ Related Person1 of Licence Applicant/Licensee Information on Other Licence(s) Granted by Financial Regulators/ Self-Regulatory Organizations for Insurance Intermediaries Please...
https://www.ia.org.hk/english/infocenter/forms/files/Supplemental_form_Registration_Licence_Record.pdf -
Date: 2022-05-31