... Legislation The main pieces of legislation in Hong Kong that are concerned with money laundering, terrorist financing, financing of proliferation of weapons of mass destruction and financial sanctions are:   Anti-Money Laundering and...

... stated in the Notes on Individual Licence Application (if the proposed Responsible Officer has not applied to the IA for a formal licence); 4. Resume of the proposed Responsible Officer regarding his/her insurance and management experience (including the period, name of employer, nature of business, job...

...:___________________) ☐ No 2. † Has the Body Corporate ever been licensed by the Securities and Futures Commission (“SFC”)? ☐ Yes (If Yes, please provide your SFC licence no.:___________________) ☐ No 3. † Has the Body Corporate ever been registered with the Hong Kong Monetary Authority (“HKMA”)? ☐ Yes (If Yes, please...

... Overview of Disciplinary Process Insurance Authority October 2020 1 Introduction The principal function of the Insurance Authority (“IA”), as stipulated under the Insurance Ordinance (Cap. 41)1 (“IO”), is to regulate and supervise the insurance industry for the promotion of the general stability...

...:___________________) ☐ No 2. † Has the Body Corporate ever been licensed by the Securities and Futures Commission (“SFC”)? ☐ Yes (If Yes, please provide your SFC licence no.:___________________) ☐ No 3. † Has the Body Corporate ever been registered with the Hong Kong Monetary Authority (“HKMA”)? ☐ Yes (If Yes, please...

... Overview of Disciplinary Process Insurance Authority September 2019 1 Introduction The principal function of the Insurance Authority (“IA”), as stipulated under the Insurance Ordinance (Cap. 41)1 (“IO”), is to regulate and supervise the insurance industry for the promotion of the general stability...

... Overview of Disciplinary Process Insurance Authority September 2019 1 Introduction The principal function of the Insurance Authority (“IA”), as stipulated under the Insurance Ordinance (Cap. 41)1 (“IO”), is to regulate and supervise the insurance industry for the promotion of the general stability...

... Insurance Authority may freely reproduce and publish them, in whole or in part, in any form, and use, adapt or develop any proposal put forward without seeking permission or providing acknowledgement of the party making such proposal. 6. Please note that name(s) of respondent(s), their affiliation(s) and...

... Prescribed Scenarios for General Insurance Business in relation to GL21 1 Prescribed Scenarios for the stress and scenario testing to be used by authorized insurers carrying on general insurance business for the purpose of Own Risk Solvency Assessment Report (Effective from January 2020) I....

... Prescribed Scenarios for General Insurance Business in relation to GL21 1 Prescribed Scenarios for the stress and scenario testing to be used by authorized insurers carrying on general insurance business for the purpose of Own Risk Solvency Assessment Report (Effective from January 2020) I....