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⏭... “Vulnerable Customers” i.e. the elderly or unsophisticated customers or those who may not be able to make independent investment decisions on complex investment products; particularly ILAS products with long maturity periods or which attract heavy penalties on early redemption or withdrawal. Customers are not...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/5_HKFI_ILAS_Requirements_v5_14_7_2015_20190823.pdf -
Date: 2019-12-20
... / licensed insurance agency acts. We would do this to request that they look into the matter with a view to resolving your complaint (in line with their complaints handling procedures). We may also seek to obtain information and request that responses be provided on your complaint from the relevant licensed...
https://www.ia.org.hk/english/infocenter/files/how_the_IA_handles_your_complaint_eng.pdf -
Date: 2021-12-14
... / licensed insurance agency acts. We would do this to request that they look into the matter with a view to resolving your complaint (in line with their complaints handling procedures). We may also seek to obtain information and request that responses be provided on your complaint from the relevant licensed...
https://www.ia.org.hk/english/infocenter/files/how_the_IA_handles_your_complaint_eng.pdf -
Date: 2022-05-24
[PDF]
e-ppt20121005-02.pdf
... property and that person has a defence to ML, provided if : (1) STR made BEFORE the act - And the act done with consent from JFIU; OR (2) STR made AFTER the act - On own initiative; & - As soon as reasonable practicable 香港 警察 擁有 這份 資料 的版 權 Joint Financial Intelligence Unit Relevant Legislation Statutory...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20121005-02.pdf -
Date: 2021-11-12
[PDF]
e-ppt20121005-02.pdf
... property and that person has a defence to ML, provided if : (1) STR made BEFORE the act - And the act done with consent from JFIU; OR (2) STR made AFTER the act - On own initiative; & - As soon as reasonable practicable 香港 警察 擁有 這份 資料 的版 權 Joint Financial Intelligence Unit Relevant Legislation Statutory...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20121005-02.pdf -
Date: 2022-04-27
[PDF]
e-ppt20121005-02.pdf
... property and that person has a defence to ML, provided if : (1) STR made BEFORE the act - And the act done with consent from JFIU; OR (2) STR made AFTER the act - On own initiative; & - As soon as reasonable practicable 香港 警察 擁有 這份 資料 的版 權 Joint Financial Intelligence Unit Relevant Legislation Statutory...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20121005-02.pdf -
Date: 2019-11-05
... decrease in the IIQE seating capacity (including in-house capacity). In such circumstances, rollout of RIME will be announced via the VTC website with instructions on how to enroll for RIME and details on the examination process. If launched, whilst RIME would not be able to fully replace the drop in IIQE...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_IIQE_20201221.pdf -
Date: 2020-12-21