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cir_20190103.pdf
... 3 January 2019 Our Ref: INS/TEC/6/20/6 Subfile IV By email only To: Chief Executives of all authorized insurers Dear Sirs, Consultation on the Revised Draft Guideline on Enterprise Risk Management The Insurance Authority (“IA”) conducted a consultation on the draft Guideline on Enterprise Risk...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/cir_20190103.pdf -
Date: 2019-11-29
... 有關 打擊洗錢及恐怖分子資金籌集 打擊洗錢及恐怖分子資金籌集 打擊洗錢及恐怖分子資金籌集 打擊洗錢及恐怖分子資金籌集 打擊洗錢及恐怖分子資金籌集 打擊洗錢及恐怖分子資金籌集 打擊洗錢及恐怖分子資金籌集 打擊洗錢及恐怖分子資金籌集 打擊洗錢及恐怖分子資金籌集 打擊洗錢及恐怖分子資金籌集 打擊洗錢及恐怖分子資金籌集 打擊洗錢及恐怖分子資金籌集 打擊洗錢及恐怖分子資金籌集 指引 3A 有關打擊洗錢及恐怖分子資金籌集 行使施加罰款權力指引 (適用於經營長期業務或就長期業務提供 意見的獲授權保險人及、再保險人，、就長期業務進行受 規管活動的持牌個人獲委 任保險代理、持牌保險代理機構及持牌代理人及獲...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/20190913_1_Appendix_D.pdf -
Date: 2019-12-24
...; 4.2.5 該人曾因任何事務而被香港法庭或外地法庭判定但未按裁決償還任何損害賠償或 其他款項； Please also be informed that the above amendment would be reflected in the declaration part of the following forms: 1. Membership Application Form 2. Annual Declaration 3. Application Form for Chief Executive Registration (Year 2013) 4. Application Form...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/8a_CIB_Membership_Regulations_v8_15_1_2013_eg19.pdf -
Date: 2019-12-20
... Post-sale Call (“PSC”) requirement. Q3: Do these new requirements also apply to “Professional Investors”? A3: Yes, there is no special dispensation for this category of customer. Q4: If the policy is subject to a trust, is the PSC made to the “settler” or the “trustees? A4: Theoretically speaking, the call...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1.FAQ_on_Updated_Requirements_Relating_to_Sale_of_ILAS.pdf -
Date: 2019-12-20
[PDF]
cir_aml_20171011.pdf
... address verification requirements are listed in the Appendix. Such amendments to the AML Guideline are expected to be gazetted tentatively in the first half of 2018, in conjunction with other revisions to the AML Guideline 3 resulting from the passage of Anti-Money Laundering and Counter-Terrorist 1 The...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20171011.pdf -
Date: 2018-01-15
... Administrative Region 6 Major Events/Developments Jun 10：AML Team established Oct 10：GN3 revised Jul 11：AML/CTF Ordinance (AMLO) Gazetted Sep 11：AML Webpage created Nov 11：AML/CTF Guideline consultation ended Ongoing：Helpdesk Office of the Commissioner of Insurance The Government of the Hong Kong Special...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20111230-01-text.pdf -
Date: 2021-11-12
... Administrative Region 6 Major Events/Developments Jun 10：AML Team established Oct 10：GN3 revised Jul 11：AML/CTF Ordinance (AMLO) Gazetted Sep 11：AML Webpage created Nov 11：AML/CTF Guideline consultation ended Ongoing：Helpdesk Office of the Commissioner of Insurance The Government of the Hong Kong Special...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20111230-01-text.pdf -
Date: 2022-04-27
... Administrative Region 6 Major Events/Developments Jun 10：AML Team established Oct 10：GN3 revised Jul 11：AML/CTF Ordinance (AMLO) Gazetted Sep 11：AML Webpage created Nov 11：AML/CTF Guideline consultation ended Ongoing：Helpdesk Office of the Commissioner of Insurance The Government of the Hong Kong Special...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20111230-01-text.pdf -
Date: 2019-11-05
[PDF]
mu200512.pdf
... ................................................................................3 2 DEFINITIONS..............................................................................................3 3 REASONS FOR THE MOU ........................................................................4 4 RELEVANT RESPONSIBILITIES OF THE IA UNDER THE MOU......4 5 RELEVANT RESPONSIBILITIES OF THE...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mu200512.pdf -
Date: 2020-09-28
[PDF]
mu200512.pdf
... ................................................................................3 2 DEFINITIONS..............................................................................................3 3 REASONS FOR THE MOU ........................................................................4 4 RELEVANT RESPONSIBILITIES OF THE IA UNDER THE MOU......4 5 RELEVANT RESPONSIBILITIES OF THE...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mu200512.pdf -
Date: 2021-11-01