... Professional Development (CPD) training, codes of conduct, and minimum capital and net asset requirements for broker companies. The IA is also responsible for handling complaints related to the conduct of insurance intermediaries2, conducting investigation into alleged cases of non-compliance, and taking...

... This paper updates two earlier FATF guidance papers: The Implementation of Financial Provisions of United Nations Security Council Resolutions to Counter the Proliferation of Weapons of Mass Destruction (2013) and Best Practices Paper to Recommendation 2 Information Sharing and Exchange Related to the...

..., including the continuity of critical financial services, can be mitigated while losses are imposed on the institution’s shareholders and creditors, thereby minimising risks posed to public funds. As provided by section 2 of the Ordinance, the financial institutions falling under the scope of the Ordinance...

... :- ................................................................................................................................................................ ................................................................................................................................................................ (Classes as set out in Parts 2 and 3 of Schedule 1.) 2. We further certify that the information supplied in support of this application is true and correct and that all estimates given are reasonable interpretations of facts which have been carefully considered and assessed. 3. We undertake to notify the...

... :- ................................................................................................................................................................ ................................................................................................................................................................ (Classes as set out in Parts 2 and 3 of Schedule 1.) 2. We further certify that the information supplied in support of this application is true and correct and that all estimates given are reasonable interpretations of facts which have been carefully considered and assessed. 3. We undertake to notify the...

...://iic.ia.org.hk/tc/login.html https://iic.ia.org.hk/tc/login.html https://iic.ia.org.hk/tc/login.html https://iic.ia.org.hk/tc/login.html - 2 - 培訓清單： i. 登入其一站通的監督人或管理人帳戶； ii. 點擊左側直向選單中的「報告」選項； iii. 在「報告類別」的下拉選單中揀選「(8) 2021/2022 評核期的所需持續專業培訓時數」; 及 iv. 點擊「下載」。 該培訓清單將會每日更新，以便每位委任主事人了解其獲委任個人持牌人的更新情況。 最終的培訓清單會顯示每位委任...

... :- ................................................................................................................................................................ ................................................................................................................................................................ (Classes as set out in Parts 2 and 3 of Schedule 1.) 2. We further certify that the information supplied in support of this application is true and correct and that all estimates given are reasonable interpretations of facts which have been carefully considered and assessed. 3. We undertake to notify the...

... tick the appropriate box. Version: December 2020 2 Form N4 VI. Change in Other Business Address(es) (Please provide a copy of relevant supporting document(s).) Previous Address New Address Effective Date (DD/MM/YYYY) VII. Change in Telephone Number/Fax Number Previous Number New Number Effective Date...

... tick the appropriate box. Version: December 2020 2 Form N4 VI. Change in Other Business Address(es) (Please provide a copy of relevant supporting document(s).) Previous Address New Address Effective Date (DD/MM/YYYY) VII. Change in Telephone Number/Fax Number Previous Number New Number Effective Date...

... Application for Proposed Appointment of an Individual to be a Responsible Officer of a Licensed Insurance Agency or Licensed Insurance Broker Company For Official Use D E N C S F Date of Receipt 1st Review 2nd Review Approved † Please tick the appropriate box. Version: September 2019 1 Form A3...