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⏭... MEMORANDUM OF UNDERSTANDING BETWEEN SECURITIES AND FUTURES COMMISSION AND INSURANCE AUTHORITY MEMORANDUM OF UNDERSTANDING BETWEEN SECURITIES AND FUTURES COMMISSION AND INSURANCE AUTHORITY HONG KONG 28 September 2020 2 TABLE OF CONTENTS NO. DESCRIPTION PAGE 1 INTRODUCTION...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/MOU_between_SFC_and_IA_final_28Sep2020.pdf -
Date: 2021-11-01
... MEMORANDUM OF UNDERSTANDING BETWEEN SECURITIES AND FUTURES COMMISSION AND INSURANCE AUTHORITY MEMORANDUM OF UNDERSTANDING BETWEEN SECURITIES AND FUTURES COMMISSION AND INSURANCE AUTHORITY HONG KONG 28 September 2020 2 TABLE OF CONTENTS NO. DESCRIPTION PAGE 1 INTRODUCTION...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/MOU_between_SFC_and_IA_final_28Sep2020.pdf -
Date: 2021-09-01
[PDF]
Appendix_B.PDF
... Appendix B 指 引 3 打擊洗錢 及 恐怖分子資金籌集指引 (適用於經營長期業務或就長期業務提供 意見的獲授權保險人、再保險人、獲委 任保險代理人及獲授權保險經紀) 保險業監管局 20187 年 36 月 目錄 頁數 第1章 概覽 1 第2章 打擊洗錢/恐怖分子資金籌集制度及在香港以外 進行的業務 13 第3章 風險為本的方法 23 第4章 客戶盡職審查 29 第5章 持續監察 107116 第6章 金融制裁及恐怖分子資金籌集 113122 第7章 可疑交易報告 120128 第8章 備存紀錄 156164 第9章 職員培訓 163171 第10章 電傳轉帳 168176 附錄...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/Appendix_B.PDF -
Date: 2019-02-01
[PDF]
ilens14-p4.pdf
... 1 13 �� Intermediaries �� !"#$%&'( � �� !"#$%&'()*+ �� !"#$%&'()*+ �� !"#$%&'()*+,-. �� !"#$%&'()*+,-. �� !"#$%&'()*+,-" �� !"#$% �� !"#$�%&' �� !"#$%&'()*+,�- � �� !"#$%&'()*+ �� !2003�7�8...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/ilens14-p4.pdf -
Date: 2020-09-28
[PDF]
ilens14-p4.pdf
... 1 13 �� Intermediaries �� !"#$%&'( � �� !"#$%&'()*+ �� !"#$%&'()*+ �� !"#$%&'()*+,-. �� !"#$%&'()*+,-. �� !"#$%&'()*+,-" �� !"#$% �� !"#$�%&' �� !"#$%&'()*+,�- � �� !"#$%&'()*+ �� !2003�7�8...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/ilens14-p4.pdf -
Date: 2021-11-01
[PDF]
ilens14-p4.pdf
... 1 13 �� Intermediaries �� !"#$%&'( � �� !"#$%&'()*+ �� !"#$%&'()*+ �� !"#$%&'()*+,-. �� !"#$%&'()*+,-. �� !"#$%&'()*+,-" �� !"#$% �� !"#$�%&' �� !"#$%&'()*+,�- � �� !"#$%&'()*+ �� !2003�7�8...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/ilens14-p4.pdf -
Date: 2021-09-01
[PDF]
ilens14-p4.pdf
... 1 13 �� Intermediaries �� !"#$%&'( � �� !"#$%&'()*+ �� !"#$%&'()*+ �� !"#$%&'()*+,-. �� !"#$%&'()*+,-. �� !"#$%&'()*+,-" �� !"#$% �� !"#$�%&' �� !"#$%&'()*+,�- � �� !"#$%&'()*+ �� !2003�7�8...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/ilens14-p4.pdf -
Date: 2020-06-19
[PDF]
form-iaib5.pdf
... Form IA-IB5 1 Form IA-IB5 Application for Registration of Chief Executives of Insurance Brokers authorized/to be authorized under Section 69 of the Insurance Ordinance (Cap. 41) Notes on Completion of this Form 1. This application form is to be completed by the chief executive of the insurance...
https://www.ia.org.hk/english/infocenter/forms/files/form-iaib5.pdf -
Date: 2022-01-06
[PDF]
form-iaib5.pdf
... Form IA-IB5 1 Form IA-IB5 Application for Registration of Chief Executives of Insurance Brokers authorized/to be authorized under Section 69 of the Insurance Ordinance (Cap. 41) Notes on Completion of this Form 1. This application form is to be completed by the chief executive of the insurance...
https://www.ia.org.hk/english/infocenter/forms/files/form-iaib5.pdf -
Date: 2022-05-31
[PDF]
form-iaib5.pdf
... Form IA-IB5 1 Form IA-IB5 Application for Registration of Chief Executives of Insurance Brokers authorized/to be authorized under Section 69 of the Insurance Ordinance (Cap. 41) Notes on Completion of this Form 1. This application form is to be completed by the chief executive of the insurance...
https://www.ia.org.hk/english/infocenter/forms/files/form-iaib5.pdf -
Date: 2020-06-24